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The Unlikely Journalist Who Looked Into the Heart of War

一位深入战争之心的非典型记者
Vasily Grossman was an out-of-shape novelist writing for a propaganda machine during the deadliest conflict in history. Somehow, he remade what war reporting could be.
瓦西里·格罗斯曼是个身材走样的小说家,在史上最惨烈的战争中为宣传机器撰稿。他却以某种方式,重新定义了战地报道的可能性。
Figure stands behind him smoke rises and distressed buildings are visible
Photograph from Pictorial Press Ltd / Alamy

Vasily Grossman was one of the Soviet Union’s most dazzlingly clear-eyed observers of the Second World War, but it was his vision, ironically, that almost kept him from the front lines. At the time of Hitler’s invasion, Grossman—born Iosif Solomonovich Grossman in 1905 in Berdychiv, a predominantly Jewish town in the north of current-day Ukraine—was exempt from military service, on account of his being overweight, asthmatic, and near-sighted. Insistent on going to the front as a war correspondent, he approached Major General David Ortenberg, the editor of the Army newspaper Red Star. Ortenberg, an admirer of Grossman’s early novel “Stepan Kolchugin,” assigned him to the rank of quartermaster and put him under the tutelage of a retired colonel, who whipped Grossman into shape.

瓦西里·格罗斯曼是苏联在二战中最具清醒洞察力的观察者之一,但讽刺的是,正是他的视力几乎让他无缘前线。希特勒入侵时,格罗斯曼——1905年出生于别尔季切夫,本名约西夫·所罗门诺维奇·格罗斯曼,这座犹太人聚居的城镇位于今乌克兰北部——因超重、哮喘和近视而免服兵役。他执意要以战地记者身份奔赴前线,便找到了军方报纸《红星报》的主编大卫·奥尔滕贝格少将。奥尔滕贝格很欣赏格罗斯曼的早期小说《斯捷潘·科尔丘金》,于是授予他军需官衔,并安排一位退役上校指导他,这位上校把格罗斯曼操练得脱胎换骨。

Red Star was an unusual publication. Both the military and the general public read it voraciously, desperate to understand the war tearing their young utopia apart. This afforded Grossman a surprising intimacy with his readers, many of whom were also his subjects; his dispatches, which have been newly collected in “From the Front Line” (New York Review Books), in a translation by Robert and Elizabeth Chandler, read more often as character studies than as reports on military strategy. But Red Star was also propaganda, which meant that its correspondents—including such towering literary figures as Andrei Platonov and Ilya Ehrenburg—were subject to stringent censorship, unable to denounce the Soviet war effort. “The world bows its head before the heroism of the Red Army,” Grossman wrote in one dispatch, neglecting to mention the rapes and brutality he had seen soldiers commit. Caught between instinctive honesty and political caution, Grossman perfected a style that relied less on rhetoric than on the power of witness.

《红星报》是一份不同寻常的刊物。军人和普通民众都如饥似渴地阅读它,迫切想理解这场正在撕裂他们年轻乌托邦的战争。这让格罗斯曼与读者之间建立起一种令人惊讶的亲密感,他的许多读者同时也是他的报道对象;他那些战地通讯,最近由罗伯特·钱德勒和伊丽莎白·钱德勒翻译,结集为《来自前线》(纽约书评出版社)出版,读起来更像是人物素描,而非军事战略报道。但《红星报》也是宣传工具,这意味着它的记者——包括安德烈·普拉东诺夫和伊利亚·爱伦堡这样的文坛巨擘——都受到严格的审查,无法谴责苏联的战争行为。“世界向红军的英雄主义低头,”格罗斯曼在一篇通讯中写道,却只字不提他亲眼所见的士兵强奸和暴行。在本能的诚实与政治的谨慎之间,格罗斯曼锤炼出一种风格,它倚重的不是辞令,而是见证的力量。

“From the Front Line” spans the majority of the war, following Grossman from Stalingrad to Treblinka and finally to Berlin, each stop deepening his unsentimental portrait of the Eastern Front. “The Soul of a Red Army Man,” a report from the Battle of Stalingrad, locates the spirit of the Soviet soldier in an antitank rifleman named Gromov—or, rather, in “the lack of kindness in his brownish-green eyes.” For Grossman, Gromov’s motives lie not, as one might expect, in a sense of comradeship or Soviet duty. “What had led him to the anti-tank company was not chance, but some internal law,” Grossman writes. What that law is, we’re never told, but we see Grossman searching for it again and again in Gromov’s gaze: “The frank challenge in his eyes, his unforgivingness towards human frailties, his snide observations about life’s imperfections, all made it clear that this was someone unusually strong, stubborn and uncompromising.” Grossman even sees a kind of kinship between Gromov and his weapon: “its qualities were those of his troubled soul and”—once again—“his hard, brownish-green eyes.”

《来自前线》涵盖了战争的大部分时间,跟随格罗斯曼从斯大林格勒到特雷布林卡,最后抵达柏林,每一站都加深了他对东线战场冷峻的描绘。《一个红军战士的灵魂》是一篇来自斯大林格勒战役的报道,它将苏联士兵的精神凝聚在一名叫格罗莫夫的反坦克步枪手身上——或者更准确地说,凝聚在“他那双棕绿色眼睛里缺乏的善意”之中。在格罗斯曼看来,格罗莫夫的动机并非如人们所料,源于同志情谊或苏联的使命感。“驱使他来到反坦克连的,并非偶然,而是某种内在的法则,”格罗斯曼写道。这法则究竟是什么,我们始终不得而知,但我们看到格罗斯曼在格罗莫夫的目光中一遍遍寻找它:“他眼中坦率的挑衅,他对人性弱点的毫不宽恕,他对生活不完美的冷嘲热讽,都清楚地表明,这是一个异常强悍、固执且毫不妥协的人。”格罗斯曼甚至在格罗莫夫和他的武器之间看到了一种亲缘关系:“它的特质,正是他那不安灵魂的特质,以及”——再次强调——“他那双坚硬的、棕绿色眼睛的特质。”

In Grossman’s rendering, Gromov is hardly a model soldier. He’s a self-interested man who lights up only at the prospect of violence, and only at violence that falls under his immediate purview: no tanks, no dice. “German mortar bombs rent the air with snakelike hiss before exploding not far to their rear; shrapnel and clods of earth then drummed against the ground,” Grossman writes. “In short, this was what people call ‘hell.’ And in the midst of this hell, Gromov had lain down at the bottom of his slit trench, stretched out his legs and begun to doze.” Such moments display a boldly personal approach to conflict journalism, one in which a frank, nuanced depiction of daily life tells us more about war than any losses or gains on the battlefield.

在格罗斯曼的笔下,格罗莫夫绝非模范士兵。他是一个自私自利的人,只有看到暴力,而且是他眼皮底下的暴力,才会两眼放光:没有坦克,就提不起兴趣。“德军迫击炮弹撕裂空气,发出蛇一般的嘶嘶声,在后方不远处炸开;弹片和土块随即如鼓点般砸向地面,”格罗斯曼写道。“简而言之,这就是人们所谓的‘地狱’。而在这地狱之中,格罗莫夫却在他的散兵坑底躺下,伸直双腿,开始打盹。”这样的时刻展现了一种大胆的个人化冲突报道方式,其中对日常生活的坦率而细腻的描绘,远比战场上的任何得失更能告诉我们战争的真相。

Grossman’s eyes, of course, were far more sensitive than Gromov’s. In the sixty-one years since his death—and since the reissues of “Stalingrad” and “Life and Fate,” his two magisterial novels about the Second World War—Grossman’s work has accrued a totemic importance. Photographs of him on the front lines have become synonymous with a certain kind of Soviet dissident intellectualism: his wide greatcoat like armor, a plume of smoke rising above the snug fur shapka atop his head, his gaze hollow behind wire-rimmed glasses.

当然,格罗斯曼的眼睛远比格罗莫夫的敏感。在他去世后的六十一年里——也是在他的两部关于二战的杰作《斯大林格勒》和《生活与命运》再版以来——格罗斯曼的作品已积累起图腾般的重要性。他在前线的照片,已成为某种苏联异见知识分子气质的代名词:他宽大的军大衣如同铠甲,一缕烟雾从紧扣在头上的毛皮帽上方升起,金属框眼镜后的目光空洞而深邃。

He’d always seemed blessed, perhaps even burdened, by a perception beyond his years. As a teen-ager, Grossman’s owlish demeanor earned him the schoolyard nickname Old Man. He initially trained as a chemist, working as a chemical engineer in the Donbas, and Gedda Surits, a geophysicist who married his childhood friend, noted that Grossman “seemed to hide his huge eyes behind thick glasses.” Surits wondered whether Grossman’s curious gaze flowed from his “attentive attitude to people,” which “made him at once observant, interested and yet, a bit of an outsider, as if he was watching us from a distance.”

他似乎一直拥有,甚至可能为其所累,一种超越年龄的洞察力。十几岁时,格罗斯曼那副猫头鹰般的模样,让他在校园里得了“老头”的绰号。他最初学的是化学,曾在顿巴斯地区担任化学工程师,而嫁给他童年好友的地球物理学家格达·苏里茨注意到,格罗斯曼“似乎把那双大眼睛藏在厚厚的镜片后面”。苏里茨猜想,格罗斯曼那好奇的目光,是否源于他“对人专注的态度”,这“让他既善于观察、充满兴趣,却又有点像个局外人,仿佛在远处注视着我们”。

Much of Grossman’s writing evinces this insider-outsider quality, which was informed by his being, as a Jew from Ukraine, a twofold minority in the U.S.S.R. Born into a secular Russian-speaking home, Grossman received no formal Jewish education, and spoke neither Yiddish nor Hebrew. (He did speak Ukrainian, the language in which he sometimes addressed his father as bat’ko.) As an adult, however, he developed a belief system oriented around something the narrator of “Life and Fate” calls “senseless kindness.” It resembles the Jewish teaching which has come to be known as tikkun olam—the tenet of healing the world. Grossman’s narrator describes it as “the private kindness of one individual towards another; a petty, thoughtless kindness; an unwitnessed kindness.”

格罗斯曼的许多作品都显露出这种局内人兼局外人的特质,这与他作为乌克兰犹太人,在苏联属于双重少数群体的身份有关。他出生在一个世俗的俄语家庭,没有受过正规的犹太教育,既不会说意第绪语,也不会说希伯来语。(他确实会说乌克兰语,有时用这种语言称呼父亲为bat'ko。)然而,成年后,他形成了一套信仰体系,其核心是《生活与命运》的叙述者所称的“无意义的善意”。这类似于后来被称为“修复世界”(tikkun olam)的犹太教义——即疗愈世界的信条。格罗斯曼的叙述者将其描述为“一个人对另一个人的私下的善意;一种微不足道、不假思索的善意;一种无人见证的善意”。

The kindness of Grossman’s prose is, on one level, a riposte to the harsh censorship of Stalin’s propaganda machine. And yet it finds its most potent expression not in tone but in attention, that quality which, “taken to its highest degree,” Simone Weil called “the same thing as prayer.” Steering clear of overt criticisms, Grossman’s reporting paints a war epic in miniatures, selecting subjects with an eye toward mystery, uncertainty, and the compromised character of men whom he was encouraged to cast as uncomplicated heroes. “When you read memoirs by French, British, or American combatants, they all say that in war they become different people,” Grossman writes in one report. “That is not what I have seen here.” Grossman’s soldiers might not be tidy paragons of bravery, but they’re portrayed with an unwavering, compassionate regard.

格罗斯曼散文中的善意,在某种程度上,是对斯大林宣传机器严苛审查的反驳。然而,它最有力的表达不在于语调,而在于关注——那种被西蒙娜·薇依称为“达到最高程度时,与祈祷无异”的品质。格罗斯曼的报道避开公开的批评,以微型画的方式描绘战争史诗,他选择对象时着眼于神秘、不确定性,以及那些被鼓励塑造成简单英雄的人身上复杂矛盾的性格。“当你读法国、英国或美国士兵的回忆录时,他们都说在战争中自己变成了不同的人,”格罗斯曼在一篇报道中写道。“我在这里看到的并非如此。”格罗斯曼笔下的士兵或许不是整洁的勇敢典范,但他们被描绘时,都带着一种坚定不移、充满同情的目光。

Reporting on the Holocaust tested Grossman’s attention to character, replacing the gray zone of Soviet morality with irrefutable villains and victims. The centerpiece of “From the Front Line” is “The Hell of Treblinka,” a forty-five page report, from 1944, that was supposedly circulated at the Nuremberg trials. Grossman arrived at Treblinka—which consisted of separate labor and extermination camps—not long after the Germans had killed nearly all the remaining prisoners and withdrawn. In his dispatch, he describes the leadership of the labor camp: “We know the names of the SS men in the camp; we know their characters and idiosyncrasies. We know that the head of the camp was a Dutch German named van Eupen, an insatiable murderer and sexual pervert with a passion for good horses and fast riding. We know about a huge young man named Stumpfe who broke out into uncontrollable laughter every time he murdered a prisoner or when one was executed in his presence.” While Grossman doesn’t linger on these men in the same way he does his compatriots, he still seems convinced that the texture of their inner lives—even the nature of their hobbies—tell us something crucial about the horrors they enacted.

对大屠杀的报道,考验了格罗斯曼对人物性格的关注,无可辩驳的恶棍和受害者取代了苏联道德中的灰色地带。《来自前线》的核心篇章是《特雷布林卡地狱》,这篇写于1944年、长达四十五页的报道,据称曾在纽伦堡审判中传阅。格罗斯曼抵达特雷布林卡——那里由劳役营和灭绝营两部分组成——时,德国人刚刚杀死了几乎所有剩余囚犯并撤离不久。在他的通讯中,他描述了劳役营的领导层:“我们知道营地里党卫军的名字;我们知道他们的性格和怪癖。我们知道营地的头目是一个名叫范·欧本的荷兰裔德国人,一个贪得无厌的杀人犯和性变态,酷爱好马和快骑。我们知道一个名叫施通普费的大块头年轻人,每当他谋杀一名囚犯,或当着他的面处决犯人时,他就会爆发出无法控制的大笑。”虽然格罗斯曼没有像描绘他的同胞那样在这些人物身上流连,但他似乎仍然确信,他们内心生活的质地——甚至他们爱好的性质——能告诉我们关于他们所犯下的暴行的某些关键信息。

Grossman is at his most stylistically innovative when writing about the fate of Ukraine’s Jews, where, for him, words alone fall short. In “Ukraine Without Jews,” Grossman, whose mother was killed in a Nazi massacre at Berdychiv, writes, “Remember Sabbaths in Ukraine.” He goes on, repeating himself rhythmically, like a cantor leading prayer at shul: “Remember elders walking in prayer shawls beneath poplar trees on quiet spring evenings . . . remember Jewish children running about dusty streets, their curly hair and dark eyes shining beside the pale hair and eyes of Ukrainian children the same age.” His prayer rises and crests: “Remember how all these children mingled like flowers scattered generously over the caressing Ukrainian soil.” Even here, in the ghostly absence of people, it is their memory, and not the violence that killed them, that most concerns Grossman.

在书写乌克兰犹太人的命运时,格罗斯曼在风格上最具创新性,对他而言,单凭语言已不足以表达。在《没有犹太人的乌克兰》中,母亲在别尔季切夫死于纳粹屠杀的格罗斯曼写道:“记住乌克兰的安息日。”他继续写道,像领唱者在犹太会堂领祷那样,有节奏地重复着自己:“记住那些在宁静春夜,穿着祈祷披巾,在白杨树下行走的长者……记住那些在尘土飞扬的街道上奔跑的犹太孩子,他们卷曲的头发和黑色的眼睛,在同龄乌克兰孩子浅色头发和眼睛的映衬下闪闪发光。”他的祈祷声渐起,达到高潮:“记住所有这些孩子如何交融在一起,如同慷慨洒落在乌克兰温柔土地上的花朵。”即使在这里,在人们幽灵般的缺席中,格罗斯曼最关切的,仍是他们的记忆,而非杀害他们的暴力。

After the Second World War ended, it became harder and harder for Grossman to stick to the Soviet party line. His novels, which fictionalized what he had observed on the front, were more overtly critical of Stalin and the war effort. But he was not entirely immune to the hypocrisies inherent in Russian representations of the conflict. He applauds the teamwork of Ukrainians and Georgians fighting together for a united Soviet cause, though they were all under de-facto Russian occupation at the time. (Russia still occupies a fifth of both countries.) On the Soviet advance into Poland, Grossman stresses “the degree of trust and friendship the Polish people feel towards the Red Army.” The Poles, many of whom still view the Soviets as villains on par with Nazi occupiers, famously felt no such feelings.

二战结束后,格罗斯曼越来越难以坚持苏联的路线。他的长篇小说将他前线所见虚构化,对斯大林和战争行为的批评更为公开。但他也未能完全免于俄罗斯在呈现这场冲突时固有的虚伪。他赞扬乌克兰人和格鲁吉亚人为统一的苏维埃事业并肩作战的团队精神,尽管他们当时都处于俄罗斯事实上的占领之下。(俄罗斯至今仍占领着这两个国家五分之一的领土。)关于苏联向波兰的推进,格罗斯曼强调“波兰人民对红军怀有的信任和友谊程度”。而许多至今仍将苏联视为与纳粹占领者不相上下的恶棍的波兰人,众所周知,并没有这样的感受。

Still, in 2026, it’s impossible to read Grossman’s reportage and not sense the shadow of Vladimir Putin’s full-scale invasion of Ukraine. “From the Front Line” maps a topography once again in ruins: so many of the Ukrainian cities from which Grossman reported have been bombed, in recent years, beyond recognition. In “Ukraine Without Jews,” Grossman warns, “we cannot live like this any longer, since not only Europe but all humanity now stands on the edge of the abyss.” His reporting makes clear that this duty is as pressing today as it was then—that the crimes of the future can be averted only by the clarity that witness provides. It was a duty Grossman honored through the Nazi occupation and into the darkest years of Stalinist oppression, long after the fog of war had lifted. ♦

然而,在2026年,阅读格罗斯曼的报道,不可能不感受到弗拉基米尔·普京全面入侵乌克兰的阴影。《来自前线》描绘的地形,如今再次沦为废墟:格罗斯曼曾从中发回报道的许多乌克兰城市,近年来已被轰炸得面目全非。在《没有犹太人的乌克兰》中,格罗斯曼警告说:“我们再也不能这样生活下去了,因为不仅是欧洲,而是全人类,现在都站在深渊的边缘。”他的报道清楚地表明,这份责任在今天和当时同样紧迫——未来的罪行,唯有通过见证所提供的清晰才能避免。这是一份格罗斯曼在纳粹占领期间,直至斯大林压迫最黑暗的岁月里,在战争迷雾消散许久之后,依然恪守的责任。 ♦

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