The Front Row

Éric Rohmer’s Novel “Élisabeth” Is a Precocious Literary Triumph

埃里克·侯麦的小说《伊丽莎白》是一部早熟的文学杰作
Before he had any interest in movies, Rohmer was a writer, and his 1946 début is a fine-grained vision of small-town lives in prewar France.
在侯麦对电影产生任何兴趣之前,他是一名写作者。他这部1946年的处女作,是对战前法国小镇生活的一次精微描摹。
A figure stands with arms crossed looking away from the camera with a pensive expression.
Photograph by Ilse Ruppert / Photo12 / Alamy

Éric Rohmer nearly had a career as a novelist, but that career didn’t seem to want him. His literary ambition is on display in “Élisabeth,” his only novel, which is now appearing in English for the first time, in a translation by Aaron Kerner (McNally Editions). Rohmer started work on it in 1939, at the age of eighteen, and completed it in the summer of 1944. It was published by the prestigious Paris publishing house Gallimard in 1946, but sold poorly and received no reviews. Literature’s loss was the cinema’s gain: at the time that Rohmer completed the book, he had (according to the excellent biography of him by Antoine de Baecque and Noël Herpe) seen no more than “a few dozen” movies in his entire life; by the end of the nineteen-forties, he had become a passionate moviegoer, had published several of the most influential critical essays in the history of French cinema, was running a ciné-club that became the crucible of the French New Wave, and had begun to make independent films. Rohmer’s fame as a director sparks automatic curiosity about his novel, but “Élisabeth” is far more than a footnote. It would be a rewarding, exciting read even if the identity of its author were unfamiliar.

埃里克·侯麦差一点就成了小说家,但小说家这条路似乎并不青睐他。他的文学抱负尽数展现在他唯一的小说《伊丽莎白》中。这部小说如今首次以英文面世,由阿伦·克纳(Aaron Kerner)翻译,麦克纳利出版社(McNally Editions)出版。侯麦于1939年开始创作此书,时年十八岁,1944年夏天完成。1946年,该书由巴黎著名的伽利玛出版社(Gallimard)出版,但销量惨淡,未获任何评论。文学的损失成了电影的收获:在侯麦完成这本书时,据安托万·德·巴克(Antoine de Baecque)和诺埃尔·埃尔普(Noël Herpe)合著的精彩传记所述,他一生看过的电影不超过“几十部”;到了四十年代末,他已成了一名狂热的影迷,发表了几篇法国电影史上最具影响力的评论文章,经营着一个后来成为法国新浪潮熔炉的电影俱乐部,并开始制作独立电影。侯麦作为导演的名声,自然会激起人们对他小说的好奇,但《伊丽莎白》远非一个脚注。即便作者身份不为人知,这也是一部读来有益、令人兴奋的作品。

An unfamiliar identity is what the author wanted: he published the novel under a nom de plume, Gilbert Cordier, and Éric Rohmer, too, was a pseudonym—taken by one Maurice Schérer, a teacher of Greek and Latin, who launched his filmmaking career under an assumed name so that his parents wouldn’t find out. A pseudonym and a false identity also feature in “Élisabeth,” and the novel, as a whole, is constructed as a set of ruses and evasions. Rohmer completed it amid battles for the liberation of Paris from its Nazi occupiers, on a street where bullets were flying “right past my window,” as he recalled in an interview appended as an afterword to later editions of the novel and to the English translation: “It was precisely then, trapped in my room, not even daring to put my nose to the windowpane, that I wrote ‘Élisabeth.’ And as I did, I was asking myself: ‘Is it even possible to write about what’s unfolding at present?’ My answer was: ‘No, it’s not—you need to take a step back.’ ”

不为人知的身份正是作者所求:他用笔名吉尔贝·科尔迪耶(Gilbert Cordier)出版了这部小说,而埃里克·侯麦本身也是个化名——取自一位名叫莫里斯·谢雷(Maurice Schérer)的希腊语和拉丁语教师。他用假名开启电影生涯,是为了不让父母发现。化名和虚假身份也是《伊丽莎白》的特色,整部小说就是由一连串的计谋和回避构建而成。侯麦是在巴黎从纳粹占领者手中解放的战役中完成此书的,他所在的街道上子弹“正从我窗外飞过”。他在一篇访谈中回忆道,这篇访谈作为后记附在了小说后来的版本和英文译本中:“正是在那时,被困在房间里,甚至不敢把鼻子凑到窗玻璃上,我写了《伊丽莎白》。写的时候,我问自己:‘写当下正在发生的事,这可能吗?’我的答案是:‘不,不可能——你需要退后一步。’”

His step back was, first, a temporal one, laden with dramatic irony. The novel is set right around the time he started outlining it, in August, 1939, with its characters anticipating the end of summer and a return to business as usual in September, unaware of what is to come. It’s the end of an era, perched on the brink of the catastrophe that, as Rohmer wrote, was unfolding violently on his very street.

他的退后,首先是时间上的退后,充满了戏剧反讽。小说的背景设定在他刚开始构思故事大纲的时候,即1939年8月。书中人物正期待着夏天结束,九月一切恢复正常,对即将发生的事浑然不觉。这是一个时代的终结,正悬在灾难的边缘,而正如侯麦所写,那场灾难正在他所在的街道上猛烈上演。

There’s an irony, too, in the novel’s title, which doesn’t refer to its main character. If Rohmer had titled the book more truthfully, he might have beaten Heinrich Böll to the title “Group Portrait with Lady.” Rohmer’s lady in question is Élisabeth Roby, the wife of a local doctor in a town near Meaux, about twenty-five miles northeast of Paris. She isn’t the novel’s central consciousness but, rather, its central lack of consciousness, something like a living hyphen who brings the story’s main characters together while remaining painfully unaware of their personalities or activities, of what’s going on around her. In other words, Rohmer’s “step back” is more than just temporal—it’s philosophical.

小说的标题也颇具反讽意味,它指的并非主角。如果侯麦更忠实于内容来命名,他或许会抢在海因里希·伯尔(Heinrich Böll)之前,用上《女士及众生相》这个书名。侯麦笔下的这位女士是伊丽莎白·罗比(Élisabeth Roby),巴黎东北约二十五英里处莫城(Meaux)附近小镇一位当地医生的妻子。她并非小说的意识中心,恰恰相反,她是小说中意识的缺失,像是一个活生生的连字符,将故事的主要人物串联起来,却对他们各自的性格、行为或周遭发生的事浑然不觉,令人痛心。换句话说,侯麦的“退后一步”不仅是时间上的——更是哲学上的。

In depicting the whirl of August, 1939, he’s also depicting a social world that survives even political cataclysm (at least, for those who do survive). Even during the Occupation, people go to college, hold jobs, take vacations, make and lose friends, flirt, marry, separate, and write; this was the sardonic truth of Rohmer’s own life at the time. In “Élisabeth,” momentous political events are experienced the way that most people experience them: as newspaper headlines that are given less prominence than ads for toothpaste. In this regard, despite Rohmer’s near-total lack, at the time, of movie culture, “Élisabeth” is above all reminiscent of one of the greatest of French films: Jean Renoir’s “The Rules of the Game,” also from 1939, in which a hunting party at an aristocrat’s château spotlights high society’s obliviousness to France’s impending disaster. Rohmer, in “Élisabeth,” spotlights the obliviousness of the professional bourgeoisie—but, unlike Renoir, does so without satire or tragedy.

在描绘1939年8月的纷扰时,他也在描绘一个即便经历政治剧变(至少对那些幸存者而言)也依然存在的社会世界。即便在占领时期,人们依然上大学、工作、度假、交友、失友、调情、结婚、分居、写作;这正是侯麦当时自身生活的讽刺性真实写照。在《伊丽莎白》中,重大的政治事件是以大多数人体验它们的方式被经历的:作为报纸标题,其显著程度还不如牙膏广告。就这一点而言,尽管侯麦当时几乎毫无电影文化积淀,《伊丽莎白》却尤其让人联想到一部最伟大的法国电影:让·雷诺阿(Jean Renoir)同样出自1939年的《游戏规则》。片中,一场在贵族城堡举行的狩猎聚会,凸显了上流社会对法国迫在眉睫的灾难的浑然不觉。侯麦在《伊丽莎白》中,则凸显了职业资产阶级的浑然不觉——但与雷诺阿不同,他并未采用讽刺或悲剧的手法。

The novel’s actual protagonist is Michel Landeau, an engineer in his early twenties, who works at a paint factory in a suburb of Paris and is a distant cousin of Élisabeth’s. He is spending part of his summer vacation, as usual, as a guest of the Roby family. (In addition to Élisabeth, there is her husband, Dr. Paul Roby; their seven-year-old daughter, Marie-Thérèse; their son, Bernard, who’s about twenty and, to his parents’ relief, is about to begin university studies; a teen-age cousin named Claire; another summer guest, who’s in high school; and a live-in maid, Louise.) The drama is centered on Michel’s engagement to Irène Bergmann, a widow a few years older than he, who lives in the nearby town of Percy with her mother. In order to spend time with Irène, Michel begs off various Roby activities and outings and has also deflected his boss’s suggestion that he spend a few months working at the factory’s mercury mine in Portugal. But he is beginning to have misgivings about the relationship; the novel’s through line is whether the couple will stay together or break up.

小说真正的主角是米歇尔·朗多(Michel Landeau),一个二十出头的工程师,在巴黎郊区一家油漆厂工作,是伊丽莎白的远房表亲。他像往常一样,在罗比家做客,度过部分暑假。(除了伊丽莎白,还有她的丈夫保罗·罗比医生;他们七岁的女儿玛丽-泰蕾兹;他们约莫二十岁的儿子贝尔纳,他即将开始大学生活,这让父母松了口气;一个名叫克莱尔的表妹,十来岁;另一个读高中的暑期客人;以及一个住家女佣路易丝。)故事的核心是米歇尔与伊雷娜·贝格曼(Irène Bergmann)的婚约。伊雷娜是个寡妇,比他大几岁,和母亲住在附近的佩尔西镇。为了和伊雷娜在一起,米歇尔推脱了罗比家的各种活动和出游,还婉拒了老板让他去葡萄牙的工厂汞矿工作几个月的建议。但他开始对这段关系产生疑虑;小说的主线便是这对情侣究竟是会继续在一起,还是分手。

Though the story of “Élisabeth” is simple, the novel is something of a cubistic puzzle. Told in three sections, replete with chapters and subsections, it flits from character to character and from location to location. This form makes the book startlingly original, an exemplary modernist novel in its redefinition of storytelling. Its method is both distinguished and derived from nineteenth-century classics, from which Rohmer distills a modernism of variety, ambiguity, complexity, and fragmentation. The surface of “Élisabeth” is elusive and shimmery; characters are hard to discern not because of any lack of detail but, on the contrary, because they’re submerged in an excess of it. Rohmer operates in a manner akin to Post-Impressionist painting, in the style of Seurat or Bonnard: an overwhelmingly perceptive eye atomizes and abstracts characters in a swarming gestalt of unexpressed tension and looming change. By way of extreme precision, the novel feels mysterious.

虽然《伊丽莎白》的故事简单,但小说本身却像一个立体主义拼图。全书分为三个部分,充满了章节和子章节,视角在人物和地点之间快速切换。这种形式使这本书具有惊人的原创性,是一部在叙事方式上重新定义故事的典范现代主义小说。其手法既独特,又源自十九世纪的经典作品,侯麦从中提炼出一种充满多样性、模糊性、复杂性和碎片化的现代主义。《伊丽莎白》的表象难以捉摸,闪烁不定;人物难以辨识,不是因为缺乏细节,恰恰相反,是因为他们淹没在过多的细节之中。侯麦的创作手法类似于后印象派绘画,带有修拉或博纳尔的风格:一双洞察力极强的眼睛,将人物在一个充满未言明张力和隐现变化的纷繁完形中,进行原子化和抽象化处理。通过极度的精确,小说反而给人一种神秘感。

The novel is told in the third-person voice of an omniscient but cagey narrator who withholds exposition, drops readers into the midst of action, and delivers crucial information in crumbs of dialogue or action that demand a puzzle-like attention and assemblage in order to discern narrative connections, causalities, and continuities. Moreover, much of the action is infinitesimal: who’s going to go swimming with whom at which river, who’s going to whose home for dinner, who’s giving whom a ride to where, who’s turning down which invitation, who’s out of the house when they’re supposed to be home and why, and who notices. The criss-crossings of coincidences and the overlapping bonds of acquaintance bring to the minute details of phone calls and handwritten notes, sly glances and trivial deceptions, a vast psychological reverberance. And, Rohmer being Rohmer (and human), what unifies these multifarious nuances is sex.

小说采用第三人称全知视角叙述,但叙述者又很狡黠,他隐去背景交代,将读者直接抛入行动之中,并通过对话或行动的只言片语传递关键信息,这要求读者像拼图一样集中注意力、进行组合,才能理清叙事关联、因果关系和连续性。此外,大部分情节都极其琐碎:谁要和谁去哪个河里游泳,谁要去谁家吃饭,谁要开车送谁去哪里,谁拒绝了哪个邀请,谁在该回家的时候不在家,原因是什么,以及谁注意到了这些。巧合的交错和相识关系的重叠,赋予了电话、手写便条、狡黠的眼神和琐碎的欺骗这些微小细节以巨大的心理回响。而且,侯麦毕竟是侯麦(也是人),将这些五花八门的细微差别统一起来的,是性。

As in Rohmer’s films, the nuances here involve intricate dialogue. In the book’s first scene involving Michel and Irène, set in her bedroom, their conversation winds from his repair of her radio to observations about each other’s personalities, from a laborious discussion about whether or not to join the Robys on a beach outing to mention of his potential transfer to Portugal—culminating in their landing on the bed and kissing. (It’s no surprise that Rohmer’s turn to cinema yielded, in 1948, one of the great critical essays in favor of movie dialogue, “For a Talking Cinema.”) But there’s something elusive in the dialogue of “Élisabeth,” a sense that it’s taking the place of something else, that every subject broached and every view expressed, however directly connected to matters at hand, conceals what’s really on the speakers’ minds and in their hearts, the artifices of society obscuring the true human drama of the moment—namely, desire.

与侯麦的电影一样,这里的细微差别涉及复杂的对话。在书中米歇尔和伊雷娜的第一场戏中,场景设在伊雷娜的卧室,他们的谈话从他修理她的收音机,转到对彼此性格的观察,从关于是否要和罗比一家去海滩的冗长讨论,到他可能调往葡萄牙的事——最终以两人倒在床上亲吻告终。(侯麦在1948年转向电影后,写出了一篇为电影对话辩护的伟大评论文章《为有声电影辩护》,这并不令人意外。)但《伊丽莎白》中的对话有种难以捉摸的特质,感觉它取代了别的什么东西,每一个被提及的话题、每一个表达的观点,无论与手头的事情多么直接相关,都掩盖了说话者心中和脑海里的真实想法,社会的虚饰遮蔽了当下真正的人性戏剧——即欲望。

Much of the dramatic energy of “Élisabeth” goes into description: Rohmer has the novelistic eye of a camera, describing actions and appearances with a microscopic specificity, as if seen and described from repeated, even slow-motion viewing of a strip of film:

《伊丽莎白》的戏剧张力,很大一部分投入到了描写中:侯麦拥有摄影机般的小说家之眼,以显微镜般的精确度描绘行动和外表,仿佛是从一段胶片反复、甚至慢动作观看后看到并描述出来的:

Trees edge the road on either side, their smooth, flat shadows projected by the early sun across the ditch and into the fields; the little irregularities of the asphalt have preserved a few puddles of yesterday’s rain, which glitter now among the shadows. A vehicle passes—a car—in the direction of Percy, slows for the turn, then disappears smoothly down the avenue between narrow white and gray houses. Then another, faster than the first, a milk van this time; then all is quiet again; although, from the direction of town, one perceives a continual vibration—the densely mingled noise of motors, footsteps, and other, variegated shocks—like the distant, monotone murmur of a waterfall.

道路两旁树木成行,清晨的阳光将它们平滑、扁平的影子投射过沟渠,落入田野;柏油路面的微小不平处,还留着昨日雨后的几处水洼,此刻在树影间闪闪发光。一辆车驶过——是一辆轿车——朝佩尔西方向开去,转弯时放慢了速度,然后沿着两旁是狭窄的灰白房屋的大道,平稳地消失了。接着又是一辆,比第一辆快,这次是辆送奶车;然后一切又归于寂静;不过,从镇子方向,能感觉到一种持续的震动——那是马达声、脚步声和其他各种嘈杂声响密集混合在一起——如同远处瀑布单调低沉的轰鸣。

These sentences are part of a four-plus-page descriptive riff, one of many passages that lend the novel a teeming, avid opacity. And Rohmer anatomizes thoughts and feelings with the same relentless precision that he brings to external appearances. Parts of the novel, especially those evoking Michel’s introspection, have a Jamesian density of psychological nuance. In the most virtuosic sequence, early on, Michel, spending an evening with Irène sitting and chatting on her patio, begins to feel their inchoate differences breaking through to the surface; he translates his own unease into radical terms, by way of internal monologues set out in quotation marks, as if offering his own feelings not as affirmations but as experiments in inner masks:

这些句子是一段长达四页多的描写性即兴段落的一部分,小说中许多这样的段落赋予了它一种丰富而热切的晦涩感。侯麦以描绘外在表象时同样不懈的精确度,来剖析思想和情感。小说的某些部分,尤其是那些唤起米歇尔内省的段落,具有詹姆斯式的心理细节密度。在最炫技的一个段落里,故事早期,米歇尔和伊雷娜晚上坐在她家露台上聊天,他开始感觉到他们之间尚未成形的差异正浮出水面;他通过引号内的内心独白,将自己的不安转化为激烈的言辞,仿佛不是在肯定自己的感受,而是在试验内心的面具:

He laughed because he was in the wrong, and because he wanted to make fun of himself, to expel along with his laughter that little ball of loathing inside him—soft but oppressive, like the aura that precedes a fainting fit. “I hate her to the point of death, murder and death. At this precise moment it’s simply a fact. No matter how much I smile, I hate her; no matter how much I love her, I hate her; no matter how much . . . Hate is an oil smudge you accidentally leave on the page of a book . . . But you don’t believe in your hatred, so you hesitate; and then you hate yourself for hesitating, for not believing in your hate.”

他笑了,因为他理亏,也因为他想取笑自己,想连同笑声一起,把内心那个小小的厌恶之球驱逐出去——那球软软的,却令人压抑,就像昏厥前兆的那种感觉。“我恨她,恨到想死,想杀人,想死。就在此刻,这只是一个事实。无论我怎样微笑,我都恨她;无论我多么爱她,我都恨她;无论我多么……恨意就像你不小心留在书页上的一团油污……但你并不相信自己的恨意,所以你犹豫;然后你又为自己的犹豫、为自己不相信恨意而憎恨自己。”

But when he gets through his internal rant, some three pages later, he takes a step back: “ ‘I’m crazy,’ thought Michel. ‘I’ll end up believing myself!’ ” His second-guessing doesn’t stanch his inner torrent of bile, which continues through dinner with Irène and her mother, and goes on for another fifteen pages of emotional hypotheticals and conditionals. The core of his psychic turmoil is physical and finds its match in the precise observations that he makes and which the narrator delivers with piercing clarity in a single, wildly tumbling and twisting sentence of torment:

但大约三页之后,当他结束内心的咆哮时,他退后了一步:“‘我疯了,’米歇尔想。‘我最终会相信自己的!’”他的自我怀疑并未止住内心汹涌的恶意,这股恶意一直持续到与伊雷娜及其母亲共进晚餐时,并在接下来的十五页里,继续以情感假设和条件句的形式展开。他心理动荡的核心是生理性的,并在他所做的精确观察中找到了对应,叙述者用一个疯狂翻滚、扭曲的折磨长句,以刺穿的清晰度传达出来:

He’d been standing behind her chair like that because he didn’t want to have to face her, knowing that if he did he’d find himself forced to stare at her legs with their thin, pitted skin, or her face, or what he could see of her thighs beneath the dark dress, or at a single point on her face—some tiny mark, some little wrinkle that he certainly wouldn’t perceive right away, but whose location he knew by heart, and which would soon materialize, as manifest as her dark-rimmed eyes with their heavy rings and sad, affectionate gaze—affectionate, and somehow severe (I hate her)—or at her heavy, rounded nose, which wrinkled as she spoke and seemed to drag the rest of the face chin-ward along with it.

他那样站在她的椅子后面,是因为他不想面对她,他知道一旦面对,就会被迫盯着她腿上那层薄薄的、坑坑洼洼的皮肤,或是她的脸,或是深色裙子下他能看到的大腿部分,或是她脸上的某个点——某个微小的印记,某条细小的皱纹,他肯定不会立刻察觉到,但他对其位置了然于心,它很快就会显现出来,如同她那黑眼圈浓重、带着悲伤而深情(我恨她)——深情,却又莫名严厉——目光的眼睛一样明显,或是她那沉重、圆润的鼻子,说话时会皱起来,似乎要把整张脸都拖向下巴。

The undercurrent of unsatisfied lust that runs through “Élisabeth” bursts to the fore when Michel, giving a high-school student named Jacqueline a lift, introduces himself under a false name and then unhesitatingly dares, as she later says, to “jump on top of” her. He touches her sexually—apparently not to her displeasure—but then keeps going, forcefully, after she clearly and repeatedly tells him to stop. The scene is far more sexually detailed than any in Rohmer’s films. It describes the precise placement of Michel’s hands on and in Jacqueline’s clothing, mentioning her wool brassiere, and on her body; at what point she says no; exactly what he does nonetheless; and why she doesn’t call for help or flee, but, rather, moments later, laughs it off, explaining to him that she knew he wouldn’t rape her.

贯穿《伊丽莎白》的未满足欲望的暗流,在米歇尔搭载一个名叫雅克琳(Jacqueline)的高中生时爆发出来。他用假名介绍自己,然后毫不犹豫地,正如她后来所说,敢“扑到她身上”。他抚摸了她——显然并未引起她的不快——但在她清楚且反复叫他停下之后,他仍强行继续。这个场景的性描写细节,远超侯麦任何一部电影。它描述了米歇尔的手在雅克琳衣服上和衣服内的精确位置,提到了她的羊毛胸罩,以及他手在她身体上的位置;她何时说不;尽管如此,他具体做了什么;以及她为何没有呼救或逃跑,反而在片刻之后一笑置之,向他解释说,她知道他不会强奸她。

Michel’s awareness of the ignominy of his actions is marked by his pseudonym, which signals them as premeditated, not a spontaneous outburst of sudden desire but a plan for a sexual experience that would either break or steady his relationship with Irène. His aggression seems to have left Jacqueline unfazed (whether bravely, proudly, self-defensively, or resignedly) but leaves Michel devastated. The gratuitous act obliterates both his self-image and his indecision, sparking not just a split with Irène but a total rupture with the social fabric of his present life. (One thing that ultimately salves his conscience regarding the breakup is Élisabeth’s indiscreet disclosure of “an encounter—such a big, grand word, ‘encounter,’ isn’t it?—anyway, from a little misunderstanding” that had taken place, months earlier, between her son and Irène.) The novel’s subtle yet brutal psychology is only the manifestation of a literary thread that binds the novel together, erotically, at the level of language itself—or, rather, at the level of the book’s subject matter, which, before it’s a question of dining and swimming, driving and talking, making plans and disclosing secrets, is bodies themselves.

米歇尔对自己行为的卑劣有所认识,这从他使用化名就能看出来,这表明他的行为是预谋的,不是突然欲望的自发爆发,而是一个计划,想寻求一次性经历,要么打破、要么稳固他与伊雷娜的关系。他的侵犯行为似乎并未让雅克琳感到不安(无论是出于勇敢、骄傲、自卫还是无奈),却让米歇尔崩溃了。这个无端的举动摧毁了他的自我形象和他的优柔寡断,不仅引发了他与伊雷娜的分手,也导致了他与当下生活的社会结构彻底决裂。(最终让他在分手一事上良心稍安的,是伊丽莎白口无遮拦地透露了“一次邂逅——‘邂逅’这个词,是不是太隆重、太伟大了?——总之,源于一个小误会”,那是几个月前发生在她儿子和伊雷娜之间的。)小说微妙而残酷的心理描写,只是将整部小说在语言层面——或者更确切地说,在书的主题层面——以情欲方式联结起来的文学线索的体现。这个主题,在关乎吃饭、游泳、开车、谈话、制定计划和吐露秘密之前,首先是身体本身。

Cinema is the great compensatory art, the one that artistic temperaments frustrated by the practice of a classical art form turn to when there’s no other outlet left. Rohmer’s passion for movies was awakened around the time “Élisabeth” was published, or, perhaps significantly, just afterward, when his book failed to make an impression on the world of literature. By 1947, Rohmer was watching lots of movies at ciné-clubs, and the foundation of his own ciné-club and a film journal, his critical essays, and his first steps as an independent filmmaker came in short order. But he didn’t quite renounce literature, either: in 1949, he submitted to Gallimard a volume of short stories, “Moral Tales,” which was turned down.

电影是伟大的补偿性艺术,是那些在古典艺术形式实践中受挫的艺术气质,在别无出路时转向的艺术。侯麦对电影的热情,大约是在《伊丽莎白》出版时,或者也许很关键的是,在它刚刚出版之后,当他的书未能在文学界留下印象时,被唤醒的。到1947年,侯麦已在电影俱乐部观看了大量电影,他创办自己的电影俱乐部和电影杂志、撰写评论文章、以及作为独立电影人迈出第一步,都紧随其后。但他也并未完全放弃文学:1949年,他向伽利玛出版社提交了一部短篇小说集《道德故事》,但被拒绝了。

Though he made films throughout the fifties, it took Rohmer, the elder statesman of the New Wave, a while to get his directorial career going. His first completed feature-length movie, “The Sign of Leo,” shot in 1959, wasn’t released until 1962. While waiting, he jump-started his career with an inspired decision: to film his Moral Tales, which he adapted, between 1962 and 1972, into two shorts and four features (including “Claire’s Knee” and “My Night at Maud’s”) that made his name as a filmmaker. The result was the creation of the Éric Rohmer film, a genre unto itself—of stories of romantic intricacy, paying close attention to the behavioral fine points of middle-class people, told largely through abundant dialogue, filmed in modest and unflashy images, presenting the action with quasi-documentary geographical specificity.

尽管侯麦在整个五十年代都在拍电影,但这位新浪潮的元老级人物,其导演生涯却花了一段时间才真正起步。他第一部完成的长片《狮子星座》拍摄于1959年,直到1962年才上映。在等待期间,他做了一个受启发的决定,从而开启了他的职业生涯:拍摄他的《道德故事》。在1962年至1972年间,他将这些故事改编成了两部短片和四部长片(包括《克莱尔的膝盖》和《慕德家一夜》),这些作品奠定了他作为电影人的名声。其结果是创造了“埃里克·侯麦电影”这一自成一体的类型——讲述浪漫关系错综复杂的故事,密切关注中产阶级的行为细节,主要通过大量对话展开,以朴素而不花哨的影像拍摄,并以准纪录片式的地理精确性呈现情节。

Rohmer’s great concept was to translate literature—his own literature—into cinema by means of a distinctive cinematic form that was, in a sense, the absence of form, or, rather, a style which, as reserved as it may be, reverberates with the sheer power of his self-consciousness about form. The contrast between “Élisabeth” and his films is one that Rohmer himself characterized in the book’s supplementary interview: “As a novelist, I considered myself modern; as a filmmaker, I’m considered classical. (Though I can’t say I completely agree with that.)” The modernism of “Élisabeth” is in its teeming detail, its rhetorical interplay of observation and subjectivity, its wide variety of formats and methods. What Rohmer discovered in cinema was that the elaborate, rhetorically intricate, tonally disjunctive modernism of literature, of his literature, could be achieved in movies by way of radical simplicity, because cinema offers, in its images, what the succession of words and of lines of print on a page can’t: simultaneity.

侯麦的伟大构想,是通过一种独特的电影形式,将他自己的文学——他自己的文学作品——转化为电影。这种形式在某种意义上,是形式的缺失,或者更确切地说,是一种风格,它虽然内敛,却因其对形式的强烈自我意识而回响着纯粹的力量。《伊丽莎白》与他的电影之间的对比,侯麦本人在书后的补充访谈中如此描述:“作为小说家,我认为自己是现代的;作为电影人,我被认为是古典的。(虽然我不能说我完全同意这一点。)”《伊丽莎白》的现代性在于其丰富的细节、观察与主观性之间的修辞互动,以及其广泛多样的格式和方法。侯麦在电影中发现的是,文学——他自己的文学——那种精巧、修辞复杂、语调断裂的现代主义,可以通过极端的简洁在电影中实现,因为电影在其影像中提供了词语和印刷行文的连续性所无法提供的东西:同时性。

The cinema offers in a glance what it takes the narrator a page of description to capture, and then offers still more. The sheer fact of filming fills a frame, even one composed with quasi-documentary plainness, with a plethora of details of narrative, expressive, aesthetic, intellectual, and historical import. But Rohmer was right to put an asterisk on his cinematic classicism: it doesn’t bring to mind the familiar and canonical manner of classic Hollywood or its leading auteurs (for whom he had, as a critic, been a discerning advocate). His self-consciousness about the power of movies—their inherent and instant richness of description, their automatic profuse multiplicity—raised movies to the level of high art by way of a disarming simplicity, without emphatic visual rhetoric, spectacular effects, or theatrical grandiosity. With movies, Rohmer achieved clarity along with complexity, dispelling the Post-Impressionist blurring of lines and the modernist veiling of figures that marked the difficulty, however sublime, of "Élisabeth."

电影一瞥之间所呈现的,需要叙述者用一页纸的描述才能捕捉,而且呈现得更多。拍摄这一事实本身,就让一个画面,即使是以准纪录片式的朴素方式构图,也充满了叙事、表现、审美、智识和历史意义的丰富细节。但侯麦给自己的电影古典主义加个星号是对的:它并不会让人想起经典好莱坞或其重要作者导演(他曾作为评论家,对他们有过眼光独到的推崇)那种熟悉而典范的风格。他对电影力量——电影固有且即时的描述丰富性,其自动生成的繁复多元性——的自我意识,通过一种令人卸下防备的简洁,将电影提升到了高级艺术的层面,无需强调性的视觉修辞、壮观效果或戏剧化的宏大。通过电影,侯麦在实现复杂性的同时,也获得了清晰性,驱散了标志着《伊丽莎白》之艰涩(无论多么崇高)的后印象派线条模糊和现代主义人物面纱。

But, far from repudiating the subjects and themes of “Élisabeth,” Rohmer pursued his directorial career by extending and deepening them. Most of his films have a master plot—the rejection of false loves, however tempting, in anticipation of one true love—which is to say that they’re films of faith and fate, the conversion of accidents into destinies. They’re also films of refusal, rejection, self-denial, and frustration. (These themes mirror his own Catholic observance and, for that matter, his political conservatism.) In lieu of the finely variegated texture of his intricate prose, Rohmer’s films offer transparent but reflective surfaces that are as taut as they are thin, and which are pressurized by passion, stretched tight by these conflicts; they strain against the pent-up force of unsatisfied desire and threaten to burst.

但是,侯麦远未否定《伊丽莎白》的主题和题材,而是通过扩展和深化它们来继续他的导演生涯。他的大部分电影都有一个核心情节——拒绝虚假的爱情,无论其多么诱人,以期待一份真爱——也就是说,它们是关于信仰与命运的电影,是将偶然转化为宿命的电影。它们也是关于拒绝、排斥、自我否定和挫败的电影。(这些主题反映了他自己的天主教信仰,以及就此而言,他的政治保守主义。)侯麦的电影没有他复杂散文那种精细斑驳的肌理,取而代之的是透明但反光的表面,这些表面既紧绷又纤薄,被激情所加压,被这些冲突所拉紧;它们对抗着未满足欲望的压抑力量,濒临破裂。

These built-in tensions distinguish Rohmer’s films not merely in theme but in kind, from the common work of his emulators, in his own time and since (he died in 2010), who understand them merely as romantic films of dialogue-heavy urbanity and intellectual refinement. The dialectically deft characters in his movies aren’t talking heads but talking bodies, elaborating a world of cultural and rhetorical elegance from the sublimation of lust and the dream of love. Rohmer’s great literary achievement is twofold—artistic success and worldly failure—which gave rise to his cinema of substitute gratifications, second chances, and miraculous redemptions. His near-miss with “Élisabeth” proved to be his unexpected destiny, his good fortune, and the world’s. ♦

这些内在的张力,不仅在主题上,也在类型上,将侯麦的电影与他的模仿者——无论在他那个时代还是之后(他于2010年去世)——的常见作品区分开来,后者仅仅将它们理解为对话密集、充满都市气息和智识雅致的浪漫电影。他电影中那些辩证机敏的人物,不是空谈的脑袋,而是言说的身体,从欲望的升华和爱的梦想中,精心构建出一个文化与修辞优雅的世界。侯麦伟大的文学成就是双重的——艺术上的成功和世俗意义上的失败——这催生了他那关于替代性满足、第二次机会和奇迹般救赎的电影。《伊丽莎白》的功败垂成,最终证明是他意想不到的宿命,是他的幸运,也是世界的幸运。 ♦

2 free previews left — register to get 30 translations a month