Annals of Inquiry

Jürgen Habermas Defended Reason in a Darkening Age

于尔根·哈贝马斯:在日渐黯淡的时代为理性辩护
The great German philosopher, who died in March, understood how much depended on a principled public sphere.
这位在三月去世的德国大哲深知,一个有原则的公共领域承载着多少希望。
A person speaking in a classroom.
Photograph by Max Scheler / Max Scheler Estate / Ostkreuz Archiv / Redux

You wake up and brace yourself for the barrage of toxic gibberish that constitutes the modern public sphere. Your e-mail is overrun with spam, scams, and smut. There are voice mails from no one about nothing. A glance at the news reveals that the President is continuing to spew lies and obscenities; that a trillionaire is peddling white-supremacist propaganda on a social-media platform he owns; that a chart-topping musical artist is praising Hitler, or apologizing for praising Hitler, or praising Hitler once again. Publications from the Times on down employ clickbait headlines that treat you like a starving rat in a Pavlovian experiment. A.I. systems simulate the experience of talking to an arrogant ten-year-old boy who knows far less than he thinks he does. When pressed, the chatbots admit that they cannot “naturally understand human morality, dignity, culture, or meaning.” It all adds up to a continuous discursive tinnitus—a buzz of random, fake, stupid, sinister chatter that nobody wants and nobody can stop.

你醒来,做好准备,迎接构成现代公共领域的那一连串有毒的胡言乱语。你的邮箱塞满了垃圾邮件、诈骗信息和污秽内容。语音信箱里是些无关紧要的人留下的无关紧要的话。瞥一眼新闻,你会发现总统仍在满嘴谎言和污言秽语;某个万亿富翁在自己拥有的社交媒体平台上兜售白人至上主义宣传;某位排行榜冠军音乐人在赞美希特勒,或为赞美希特勒道歉,或再次赞美希特勒。从《纽约时报》往下,各种出版物都在使用标题党,把你当成巴甫洛夫实验里一只饥肠辘辘的老鼠。人工智能系统模拟着与一个傲慢的十岁男孩交谈的体验,他懂的东西远比自己以为的要少。被追问急了,这些聊天机器人会承认,它们无法“自然地理解人类的道德、尊严、文化或意义”。这一切汇成了一种持续不断的话语耳鸣——一阵由随机、虚假、愚蠢、恶意的闲聊组成的嗡嗡声,没人想要,也没人能阻止。

The person who should have been best able to explain how we got here was the great German philosopher Jürgen Habermas, who illuminated how a feisty, principled public sphere is integral to democracy. But Habermas died in March, at the age of ninety-six, and, although he remained active until his final months, commenting on Ukraine, Gaza, and Eurobonds, he struggled to understand the turn history had taken. As a teen-ager in 1945, he had witnessed American soldiers enter his home town of Gummersbach, near Cologne, carrying messages of freedom and openness. Eight decades later, he watched American voters choose a leader who had advertised his fascistic bent in blood-and-soil rhetoric, fantasies of punitive violence, and a taste for bombastic architectural kitsch. The far right was making inroads across Europe, including in Germany. The print-based media culture that once anchored Habermas’s public sphere had devolved into a digital sludgefest that proved better at circulating racist memes than at fostering morality and dignity. A couple of years before his death, in a conversation with the historian Philipp Felsch, Habermas said that his world was being dismantled “step by step.”

本应最能解释我们何以至此的人,是伟大的德国哲学家于尔根·哈贝马斯(Jürgen Habermas),他阐明了活跃而有原则的公共领域对民主何其不可或缺。但哈贝马斯于三月去世,享年九十六岁。尽管直到生命最后几个月他仍活跃,评论乌克兰、加沙和欧洲债券,他却难以理解历史所发生的转向。1945年,还是个少年的他,目睹美国士兵进入他位于科隆附近的家乡古默斯巴赫(Gummersbach),带来了自由与开放的信息。八十年后,他看着美国选民选择了一位领导人,此人用血与土的修辞、惩罚性暴力的幻想和对浮夸建筑庸俗风格的喜好,早早昭示了自己的法西斯倾向。极右翼正在欧洲各地攻城略地,包括德国。曾经支撑哈贝马斯公共领域的印刷媒体文化,已退化成一片数字泥潭,它在传播种族主义表情包方面,远比在培育道德和尊严方面更有效。去世前几年,在与历史学家菲利普·费尔施(Philipp Felsch)的一次谈话中,哈贝马斯说,他的世界正“一步步”被拆解。

None of this would have surprised a previous generation of German thinkers—the group known as the Institute for Social Research, or the Frankfurt School. The institute emerged in the nineteen-twenties, went into exile during the Nazi period, and returned to Germany after the war. Its leading figures, Max Horkheimer and Theodor W. Adorno, saw capitalist society not as the antithesis of totalitarianism but as its more affable, aw-shucks twin. Citizens become commodities; technology increases the power of an already powerful few; pop culture serves up mechanized slop; truth and lies commingle. Their default mode was apocalyptic: “The fully enlightened Earth glows under the sign of triumphant disaster.” Now, with gig workers frantically self-branding, tech barons amassing unthinkable wealth, algorithms dictating consumption, A.I. infecting reality, and Earth itself turning feverish, Horkheimer and Adorno’s worst-case scenarios begin to seem overly optimistic.

这一切都不会让上一代德国思想家感到惊讶——那个被称为社会研究所(Institute for Social Research),即法兰克福学派(Frankfurt School)的群体。该研究所于1920年代兴起,纳粹时期流亡,战后返回德国。其领军人物马克斯·霍克海默(Max Horkheimer)和西奥多·W·阿多诺(Theodor W. Adorno)认为,资本主义社会并非极权主义的对立面,而是它更和蔼可亲、故作谦逊的孪生兄弟。公民变成了商品;技术增强了本就强大的少数人的权力;流行文化奉上的是机械化的泔水;真相与谎言混杂。他们的默认模式是末日式的:“彻底启蒙的地球,辉映在灾难的胜利标志下。”如今,零工工人疯狂地自我包装,科技巨头积累着难以想象的财富,算法支配着消费,人工智能感染着现实,地球本身也在发烧,霍克海默和阿多诺最坏的设想开始显得过于乐观了。

Habermas started out under the aegis of the Frankfurt School, serving as Adorno’s assistant. Yet the group’s fatalism eventually struck him as a repudiation of social purpose—a “strategy of hibernation,” he called it. He similarly resisted the truth-clouding rhetoric of French post-structuralism. He was not ready to give up on the concept of reason articulated in the writings of Immanuel Kant, whose ideal of Menschenwürde, or human dignity, is enshrined in the first lines of the German constitution. Habermas made it his mission to elaborate a modern philosophy of reason, rooted in dialogue and debate, attuned to a pluralistic world. He took his project out of the seminar room and into the political arena, defending democracy, embracing the European Union, and denouncing any resurgence of German nationalism. As a result, he became a cynosure in German politics and a resonant voice abroad. At his peak of influence, around 2000, it was as if a secular pope had been anointed: Habemus Habermas.

哈贝马斯最初在法兰克福学派的庇护下起步,担任阿多诺的助手。然而,该学派的宿命论最终让他觉得是对社会目标的否定——他称之为“冬眠策略”。他同样抵制法国后结构主义那种混淆真相的修辞。他还没准备好放弃伊曼努尔·康德(Immanuel Kant)著作中阐述的理性概念,康德的“人的尊严”(Menschenwürde)理想被铭刻在德国宪法的开篇。哈贝马斯将阐述一种现代理性哲学作为自己的使命,这种哲学植根于对话与辩论,适应一个多元化的世界。他把自己的事业带出研讨室,带入政治舞台,捍卫民主,拥抱欧盟,并谴责德国民族主义的任何回潮。结果,他成了德国政治的焦点,并在海外发出有影响力的声音。在他影响力的巅峰时期,大约2000年左右,仿佛一位世俗教皇被加冕:我们有哈贝马斯了(Habemus Habermas)。

An infinite scroll of evidence suggests that Habermas’s last-ditch defense of reason has failed. On both the right and the left, positions are hardening; each tribe has its truth. In a broader sense, Habermas’s death might mark the end of a mode of main-stage philosophizing that, in the German-speaking world, reaches back, by way of Adorno, Heidegger, Nietzsche, Marx, Schopenhauer, and Hegel, to Kant himself. The age of the Germanic male genius delivering edicts from on high has run its course. Habermas sensed this: he was attempting to move past his discipline’s oracular tradition and encourage a new model of public deliberation, one in which the philosopher serves as mediator, interpreter, conciliator. At the heart of Habermas’s omnivorous, at times contradictory, body of work is an idea as simple as it is profound: in adopting the perspectives of others, we learn to become ourselves.

无数证据表明,哈贝马斯为理性所做的最后辩护失败了。左右两翼的立场都在硬化;每个部落都有自己的真理。从更广泛的意义上说,哈贝马斯的去世,或许标志着一种主流哲学模式的终结,这种模式在德语世界,经由阿多诺、海德格尔、尼采、马克思、叔本华和黑格尔,一直追溯到康德本人。日耳曼男性天才居高临下发布谕令的时代已经走到了尽头。哈贝马斯意识到了这一点:他试图超越其学科的神谕传统,鼓励一种新的公共商议模式,在这种模式中,哲学家充当调解人、阐释者、和解者。在哈贝马斯庞杂、有时甚至自相矛盾的全部著作的核心,有一个简单而又深刻的思想:在采纳他人视角的过程中,我们学会了成为我们自己。

Triumphant disaster was the sign under which the members of the Frankfurt School lived their lives. In addition to Horkheimer and Adorno, the group included Herbert Marcuse, Friedrich Pollock, Erich Fromm, Leo Löwenthal, Franz Neumann, and Walter Benjamin. Most were born around the turn of the twentieth century, into well-to-do, assimilated Jewish families, and their early adulthoods were marked by the bloodbath of the First World War and the revolutionary mayhem that followed. As Philipp Lenhard writes in “Café Marx,” a recent German-language history of the Frankfurt School, these thinkers learned in their youth that “war and barbarism were no ‘workplace accident’ of bourgeois society but instead the result of its intrinsic logic.”

灾难的胜利,正是法兰克福学派成员生活的标志。除了霍克海默和阿多诺,该学派还包括赫伯特·马尔库塞(Herbert Marcuse)、弗里德里希·波洛克(Friedrich Pollock)、埃里希·弗洛姆(Erich Fromm)、利奥·洛文塔尔(Leo Löwenthal)、弗朗茨·诺伊曼(Franz Neumann)和瓦尔特·本雅明(Walter Benjamin)。他们大多出生在二十世纪之交,家境殷实,是已被同化的犹太家庭,他们的青年时代经历了第一次世界大战的血腥屠杀和随后的革命混乱。正如菲利普·伦哈德(Philipp Lenhard)在最近出版的德语法兰克福学派史《马克思咖啡馆》(Café Marx)中所写,这些思想家在青年时期就认识到,“战争和野蛮并非资产阶级社会的'工伤事故',而是其内在逻辑的结果。”

The Institute for Social Research was formed in 1923, under the auspices of Goethe University, in Frankfurt. Early meetings occurred at the Senckenberg Natural History Museum, beneath a diplodocus skeleton and other prehistoric relics. At first, the institute concentrated on earnest Marxian research projects. Then, in 1930, Horkheimer, a brilliant, turbulent man with a melancholic streak, became director and instilled a more intransigent perspective. He took his lead from Pollock, who believed that the modern capitalist state had advanced to the point where its overthrow was no longer a likely prospect. Social-welfare programs had kept the working classes from becoming restive. In the absence of a revolution, Horkheimer called for scholars to focus on the intersection of capitalism, science, technology, and mass culture. He dubbed this new mode of engaged philosophy “critical theory.”

社会研究所于1923年在法兰克福的歌德大学(Goethe University)赞助下成立。早期的会议在森肯伯格自然博物馆(Senckenberg Natural History Museum)举行,在一具梁龙骨架和其他史前遗物之下。起初,研究所专注于严肃的马克思主义研究项目。随后,在1930年,才华横溢、性情激烈又带有一丝忧郁的霍克海默成为所长,并灌输了一种更不妥协的视角。他追随波洛克的观点,后者认为现代资本主义国家已发展到其被推翻不再可能的地步。社会福利计划使工人阶级安于现状。在革命缺席的情况下,霍克海默呼吁学者们关注资本主义、科学、技术和大众文化的交汇点。他将这种新的介入哲学模式称为“批判理论”(critical theory)。

As Lenhard notes, Horkheimer “avoided the term ‘Marxist’ as the Devil avoids holy water.” Still, he retained many of Marx’s core concepts—above all, that of the dialectic. Since Socrates, dialectical thinking had been a method of eliciting truth through questioning and refutation. Hegel redefined the dialectic as a process of assertion, negation, and synthesis that gathers force through history. Marx, in turn, cast the dialectic in economic terms, establishing the emancipation of the proletariat as history’s goal. Horkheimer, amid the wreckage of world war, lost faith in progress; his dialectic negated one construct after another. The liberal order, to begin with, was diseased: “The bourgeois economy was so arranged that individuals maintain the life of society by looking after their own happiness. Inherent in this structure, however, is a dynamic that ultimately accumulates fantastic power on one side and material and spiritual weakness on the other, to a degree that recalls the old Asiatic dynasties.” The bureaucratic coldness of Bolshevik Communism and the violent regressions of Fascism were yet worse. The value-neutral positivism of modern science cast its nerve-rattling accomplishments as something inevitable and irrevocable—a “further extension of nature.”

正如伦哈德指出的,霍克海默“像魔鬼躲避圣水一样回避'马克思主义者'这个词”。尽管如此,他保留了马克思的许多核心概念——尤其是辩证法。自苏格拉底以来,辩证思维一直是一种通过提问和反驳引出真理的方法。黑格尔将辩证法重新定义为一种正题、反题、合题的过程,在历史中积聚力量。马克思则从经济角度阐释辩证法,将无产阶级的解放确立为历史的目标。霍克海默身处世界大战的废墟中,对进步失去了信心;他的辩证法否定了一个又一个构想。首先,自由秩序本身就是病态的:“资产阶级经济的安排方式,使得个人通过追求自身幸福来维持社会生活。然而,这种结构内在地包含一种动力,最终将巨大的权力积聚在一方,而将物质和精神的贫弱积聚在另一方,其程度令人想起古老的亚洲王朝。”布尔什维克共产主义的官僚式冷漠和法西斯主义的暴力倒退则更为糟糕。现代科学的价值中立实证主义,将其令人神经紧绷的成就视为某种不可避免且不可撤销的东西——“自然的进一步延伸”。

Adorno internalized and perfected Horkheimer’s implacable voice. One of the youngest members of the original Frankfurt School, he had studied both music and philosophy before turning to the latter in the late twenties. He won lasting notoriety for his diatribes against commercial jazz, though his assessments of the classical-music industry were equally acidulous: “The type of conductor who wallows insatiably in the glories of the Adagio of Bruckner’s Eighth acts like a capitalist magnate, bringing as many organizations, institutes, and orchestras as possible under his control.” Adorno was not yet thirty when Hitler took power. The institute, alert to what was coming, had already moved its financial resources out of the country and opened a subsidiary office in Geneva. By 1934, it was putting down roots in New York.

阿多诺内化并完善了霍克海默那种毫不妥协的声音。作为原初法兰克福学派最年轻的成员之一,他最初学习音乐和哲学,在二十年代末转向后者。他因对商业爵士乐的猛烈抨击而长期背负恶名,尽管他对古典音乐产业的评价同样尖刻:“那种在布鲁克纳第八交响曲柔板的辉煌中贪得无厌地打滚的指挥家,其做派就像一个资本主义大亨,将尽可能多的组织、机构和乐团置于自己的控制之下。”希特勒掌权时,阿多诺还不到三十岁。研究所预感到即将发生的事情,已经将资金转移出国,并在日内瓦开设了分支机构。到1934年,它已在纽约扎根。

Disaster glowed ever brighter. Benjamin killed himself at the French-Spanish border in 1940, having despaired of his chances of escaping the Nazis. Horkheimer and Adorno ended up in Los Angeles, where, under the ironic glare of a perpetual sun, they co-wrote “Dialectic of Enlightenment,” the most extreme of Frankfurt School tracts. Their primary target was the sainted Kant, who had defined enlightenment as “the human being’s emancipation from its self-incurred immaturity,” with maturity consisting of the resolve to act freely and independently. This sounds glorious, and yet, Horkheimer and Adorno observe, freedom falls to those who are best positioned to grab it. They show how the proud autonomy of the bourgeois individual can degenerate into lawless self-aggrandizement—the Marquis de Sade and Nietzsche are leading examples—and, eventually, totalitarian megalomania. Herrschaft, or domination, is the principal theme: domination of nature, domination of people, domination of culture.

灾难的光芒愈发耀眼。1940年,本雅明在法西边境自杀,他对逃脱纳粹魔掌感到绝望。霍克海默和阿多诺最终来到洛杉矶,在那里,在永恒阳光的讽刺性照耀下,他们合著了法兰克福学派最极端的著作《启蒙辩证法》(Dialectic of Enlightenment)。他们的主要目标是受人尊敬的康德,康德将启蒙定义为“人类脱离自己所加之于自己的不成熟状态”,成熟则在于决心自由、独立地行动。这听起来很光荣,然而,霍克海默和阿多诺观察到,自由落到了那些最有能力攫取它的人手中。他们展示了资产阶级个体引以为傲的自主性,如何退化为无法无天的自我膨胀——萨德侯爵和尼采是主要例子——并最终演变为极权主义的狂妄自大。统治(Herrschaft)是核心主题:对自然的统治,对人的统治,对文化的统治。
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“I make a joke, a minute later, he tells the same joke and acts like it’s his!”
“我讲了个笑话,一分钟后,他讲了一模一样的笑话,还搞得像是他自己想出来的!”
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Adorno assails the last topic in a chapter titled “Culture Industry,” which has few rivals in the annals of élite dyspepsia. “All mass culture under monopoly is identical,” he notes. Consumers have the “freedom to choose what is always the same.” He is arguing with the absent Benjamin, who saw liberatory potential in Charlie Chaplin movies. Until recently, Adorno seemed to have lost the debate. Generations of readers rejected his snobbery, his prejudice, his tendency to write sentences such as “The same babies grin endlessly from magazines, the jazz machine endlessly pounds.” But the underlying ideas sting harder now. Adorno sees mass culture as a pivotal component of the capitalist scheme to mollify the populace with calculated compensations. It claims to be serving the public while inventing needs that the public had been happy to live without. The façade is democratic—Hollywood stars are just like us!—yet the structure is authoritarian, training us to bow down before celebrity gods. The birth of a fascist President out of the spirit of reality television could be seen as a Q.E.D. for Adorno’s thesis.

阿多诺在题为“文化工业”(Culture Industry)的章节中猛烈抨击了最后一个主题,这在精英阶层的消化不良史册上罕有匹敌。“垄断下的所有大众文化都是同一的,”他指出。消费者拥有“选择永远相同的东西的自由”。他在与缺席的本雅明争论,后者在查理·卓别林的电影中看到了解放的潜力。直到最近,阿多诺似乎输掉了这场辩论。一代代读者拒绝他的势利、他的偏见,以及他写出诸如“同样的婴儿从杂志上无休止地咧嘴笑,爵士机器无休止地重击”这类句子的倾向。但其背后的思想如今更具刺痛感。阿多诺将大众文化视为资本主义计划的关键组成部分,旨在用精心计算的补偿来安抚大众。它声称服务公众,同时却在发明公众原本乐于没有的需求。其表象是民主的——好莱坞明星和我们一样!——但其结构却是威权的,训练我们向名人神明俯首称臣。一位法西斯总统从电视真人秀的精神中诞生,可以被视为阿多诺论点的证明完毕。

The question, of course, is what we are supposed to do with these bourgeois jeremiads against bourgeois civilization, beyond enjoying them as high-end primal-scream therapy. Members of the Frankfurt School were prey to what Habermas’s colleague Karl-Otto Apel called the “performative contradiction”: if you have used the tools of reason to dismantle reason, your own work might be compromised in turn. The Marxist theorist Georg Lukács complained that Adorno and company had taken up residence in what he called the Grand Hotel Abyss—“a beautiful hotel, equipped with every comfort, on the edge of an abyss, of nothingness, of absurdity.” Habermas wished, in a sense, to vacate the hotel and traverse the abyss outside.

当然,问题在于,除了将它们当作高级的原始尖叫疗法来享受之外,我们该如何对待这些针对资产阶级文明的资产阶级哀歌。法兰克福学派的成员们陷入了哈贝马斯的同事卡尔-奥托·阿佩尔(Karl-Otto Apel)所谓的“述行矛盾”(performative contradiction):如果你用理性的工具来拆解理性,那么你自己的作品也可能随之受损。马克思主义理论家格奥尔格·卢卡奇(Georg Lukács)抱怨说,阿多诺及其同伴住进了他所谓的“深渊大酒店”(Grand Hotel Abyss)——“一家美丽的酒店,配备了一切舒适设施,坐落在深渊、虚无、荒谬的边缘。”从某种意义上说,哈贝马斯希望搬出这家酒店,穿越外面的深渊。

In sharp contrast to the first-generation members of the Frankfurt School, Habermas came from a petit-bourgeois, culturally conservative Protestant milieu, his family name going back to sixteenth-century Thuringian cobblers. His father, Ernst, led the local chamber of commerce in Gummersbach. The elder Habermas signed up for the Nazi Party in 1933, and Jürgen was required to join the Hitler Youth. Only by chance did he escape being drafted into the Army when teen-agers were forced to defend the Third Reich in its last months.

与法兰克福学派第一代成员形成鲜明对比的是,哈贝马斯出身于一个小资产阶级、文化上保守的新教环境,他的姓氏可以追溯到十六世纪图林根的鞋匠。他的父亲恩斯特(Ernst)是古默斯巴赫当地商会的负责人。老哈贝马斯于1933年加入了纳粹党,于尔根也被要求加入希特勒青年团。在第三帝国最后几个月,青少年被迫保卫帝国时,他只是侥幸逃脱了被征召入伍的命运。

Cosmopolitan and anti-sentimental, Habermas generally avoided talking about personal matters, but, when he received the Kyoto Prize, in 2004, he delivered a speech that gave glimpses of a strange and difficult youth. He was born with a cleft palate and underwent several operations to address the condition. The experience gave him, he said, a sense of his “dependence and vulnerability.” In school, he had difficulty making himself understood and was mocked for his nasal tone. He was also vulnerable in another sense. Stefan Müller-Doohm, in his 2014 biography of the philosopher, notes that Nazi racial science considered a cleft palate a “sign of degeneration.” A decade later, a number of children born with this condition were murdered by the Nazis as part of their so-called euthanasia program.

哈贝马斯世界主义且反滥情,通常避免谈论个人事务,但在2004年获得京都奖时,他发表了一篇演讲,让人得以一窥他奇特而艰难的青春。他天生患有腭裂,并接受了数次手术来治疗。他说,这段经历让他感受到自己的“依赖和脆弱”。在学校里,他很难让别人听懂自己,并因鼻音而被嘲笑。他在另一种意义上也是脆弱的。斯特凡·米勒-多姆(Stefan Müller-Doohm)在他2014年出版的这位哲学家的传记中指出,纳粹的种族科学认为腭裂是“退化的标志”。十年后,许多出生时患有这种病症的儿童,在纳粹所谓的安乐死计划中被杀害。

As a young man, Habermas threw himself into the rapidly reopening culture of the new West German state. He consumed the modernist canon that had been forbidden during the Nazi period: abstract art, Expressionist and Brechtian theatre, Italian neorealist cinema. Politically, he aligned himself with the left wing of the Social Democratic Party. He studied philosophy in Göttingen, in Zurich, and in Bonn, where he received his doctorate. At first, he revered the arcane thought of Martin Heidegger, who, despite his initial support for the Nazi regime, remained a formidable figure in the postwar era. In 1953, Heidegger republished his 1935 lectures on metaphysics, and Habermas was shocked to find that the bard of Being had not only kept pro-Nazi sentiments in the text—one lecture speaks of the “inner truth and greatness” of Hitler’s Germany—but also refused to admit that anything had been amiss. In an article for the Frankfurter Allgemeine Zeitung, Habermas asked, “Is it not the noble duty of thoughtful people to clarify the accountable deeds of the past and to keep knowledge of them alive?”—those deeds being the “planned murder of millions of people.”

青年时期,哈贝马斯投身于新西德国家迅速重新开放的文化中。他如饥似渴地吸收着纳粹时期被禁的现代主义经典:抽象艺术、表现主义和布莱希特式戏剧、意大利新现实主义电影。在政治上,他与社会民主党(Social Democratic Party)的左翼结盟。他先后在哥廷根、苏黎世和波恩学习哲学,并在波恩获得博士学位。起初,他尊崇马丁·海德格尔(Martin Heidegger)晦涩的思想,尽管海德格尔最初支持过纳粹政权,但在战后仍是一位举足轻重的人物。1953年,海德格尔重新出版了他1935年的形而上学讲座,哈贝马斯震惊地发现,这位存在之诗人不仅在文本中保留了亲纳粹的情绪——其中一讲谈到希特勒德国的“内在真理与伟大”——而且还拒绝承认有任何不妥之处。在《法兰克福汇报》(Frankfurter Allgemeine Zeitung)的一篇文章中,哈贝马斯问道:“澄清过去那些应被追究的罪行,并保持对它们的认知,难道不是有思想之人的崇高责任吗?”——那些罪行指的是“对数百万人的蓄意谋杀”。

That brash attack caught the attention of Adorno, who had returned to Germany and was working alongside Horkheimer at the reconstituted Institute for Social Research. Three years later, Habermas took up an invitation to assist Adorno at the institute. Unfortunately, Horkheimer was less enthusiastic about the new recruit. At the height of the Cold War, the institute’s director wished more than ever to avoid any taint of orthodox Marxism, and he got it into his head that Habermas was a revolutionary subversive. In a nine-page letter to Adorno in 1958, Horkheimer grumbled about the “dialectical Herr H.” Adorno, who generally deferred to Horkheimer, stood by his assistant. Still, the atmosphere was uncomfortable enough that Habermas left the institute a year later, to write his Habilitation, or second dissertation, a requirement for qualifying as a professor in German universities.

那次莽撞的攻击引起了阿多诺的注意,他已返回德国,正与霍克海默在重建的社会研究所共事。三年后,哈贝马斯受邀在研究所协助阿多诺。不幸的是,霍克海默对这位新成员不那么热情。在冷战高峰期,研究所所长比以往任何时候都更希望避免任何正统马克思主义的污点,他认定哈贝马斯是个革命颠覆分子。在1958年写给阿多诺的一封长达九页的信中,霍克海默抱怨这位“辩证法的H先生”。通常顺从霍克海默的阿多诺,这次力挺他的助手。尽管如此,气氛还是相当不自在,以至于哈贝马斯一年后离开了研究所,去撰写他的教授资格论文(Habilitation),即第二篇博士论文,这是在德国大学获得教授资格的必要条件。

What resulted was “The Structural Transformation of the Public Sphere,” Habermas’s first major work, and still his most famous. It is a potent mixture of critical theory and social history, tracing the evolution of public discourse and media culture from the eighteenth century to the present. We follow the inception of a space between private and political life where open debate is possible—that of Öffentlichkeit, which can be translated as “public” or “publicness” but is usually rendered as “public sphere.” The concept was not new: Hannah Arendt, in her 1958 book, “The Human Condition,” had described the development of the “public realm” or “the common.” Yet Habermas’s approach was exceptionally rigorous and precise. He had a flair for folding masses of literature into fluid narratives.

其结果便是《公共领域的结构转型》(The Structural Transformation of the Public Sphere),哈贝马斯的第一部重要著作,至今仍是他最著名的作品。它是批判理论与社会史的有力结合,追溯了从十八世纪至今公共话语和媒体文化的演变。我们跟随一个介于私人生活与政治生活之间、可以进行公开辩论的空间的诞生——即“Öffentlichkeit”,可译为“公共”或“公共性”,但通常译作“公共领域”(public sphere)。这个概念并非全新:汉娜·阿伦特(Hannah Arendt)在她1958年的著作《人的境况》(The Human Condition)中,描述了“公共领域”或“共同世界”的发展。但哈贝马斯的方法异常严谨和精确。他有一种将大量文献融入流畅叙事的才能。

“Structural Transformation” is, essentially, a story of rise and fall. At first, the public sphere was reserved for displays of power by the ruling classes. Then, as the bourgeois classes prospered under capitalism, they began to exercise their own kind of Öffentlichkeit. Periodicals first presented mundane merchant reports, then ventured to publish observations on arts and literature. This shift became a dry run for the discussion of heavier matters: “Critical debate ignited by works of literature and art was soon extended to include economic and political disputes.” Habermas also lavishes attention on coffeehouses, reading clubs, salons, and other in-between places where new ideas were taking shape. Although he is aware of the darker side of the rising bourgeoisie—notably its links to economic exploitation—he insists that the bourgeois mentality was never just ideology: it offered a blueprint for a truly free society.

《结构转型》本质上是一个兴衰故事。起初,公共领域专供统治阶级展示权力。随后,随着资产阶级在资本主义下繁荣发展,他们开始行使自己的那种“公共性”。期刊最初呈现的是普通的商业报告,然后冒险发表对艺术和文学的评论。这一转变成了讨论更重大问题的预演:“由文学艺术作品引发的批判性辩论,很快扩展到包括经济和政治争端。”哈贝马斯还大量着墨于咖啡馆、读书俱乐部、沙龙以及其他新思想正在形成的中间地带。尽管他意识到新兴资产阶级的阴暗面——尤其是其与经济剥削的联系——但他坚持认为,资产阶级心态从来不仅仅是意识形态:它为一个真正自由的社会提供了蓝图。

In the later chapters of “Structural Transformation,” the influence of the Frankfurt School is unmistakable. In the late nineteenth century, the media became increasingly preoccupied by profit. Newspapers fell into the hands of magnates who advanced their own interests. With the entrance of radio and television, information was transmitted instantaneously and universally, yet the public grew passive, absorbing news without necessarily acting on it. As media monopolies gained control of discourse, a new feudalism arose. Habermas is particularly acute in showing what the modern media landscape can do to politics. Candidates must position themselves as entertainers, performing for voters rather than persuading them. Each campaign season is a Neuinszenierung—a new theatrical production. Decades before anyone talked about filter bubbles, Habermas wrote of a “homogeneous opinion climate,” of “fictional consensus.”

在《结构转型》的后几章中,法兰克福学派的影响是显而易见的。十九世纪末,媒体越来越关注利润。报纸落入那些谋取私利的大亨手中。随着广播和电视的出现,信息得以即时、普遍地传播,然而公众变得被动,吸收新闻却未必据此行动。随着媒体垄断控制了话语,一种新的封建主义兴起了。哈贝马斯在展示现代媒体格局对政治的影响方面尤为敏锐。候选人必须将自己定位为娱乐人士,为选民表演而非说服他们。每个竞选季都是一次“新排演”(Neuinszenierung)——一场新的戏剧制作。在任何人谈论过滤气泡的几十年前,哈贝马斯就写到了“同质化的舆论气候”,写到了“虚构的共识”。

“Structural Transformation” had a triumphant reception when it was published, in 1962. Two years later, once Horkheimer retired, Habermas assumed the archtheorist’s post at Goethe University. (Horkheimer, to his credit, had dropped his objections to his younger colleague.) Stepping into the public forum mapped out in “Structural Transformation,” Habermas wrote prolifically for newspapers, often commenting on growing student protests. For the most part, he defended the students, but he recoiled when a few activists raised the possibility of violent action. In 1967, he made an off-the-cuff remark about “left fascism,” which he soon retracted, although he was never able to regain his standing among the radicals.

《结构转型》在1962年出版时大获成功。两年后,霍克海默一退休,哈贝马斯就在歌德大学接任了理论大师的职位。(霍克海默,值得称赞的是,已不再反对他这位年轻同事。)哈贝马斯踏入《结构转型》中描绘的公共论坛,为报纸撰写了大量文章,经常评论日益增长的学生抗议活动。在很大程度上,他为学生辩护,但当一些活动人士提出暴力行动的可能性时,他退缩了。1967年,他随口说了一句“左翼法西斯主义”,很快就收回了,尽管他再也无法在激进分子中重获声望。

Chaos engulfed the institute at the end of 1968. Students occupied the building and hung banners with mocking quotations from Horkheimer. In January, 1969, Adorno and his colleague Ludwig von Friedeburg called in the police. Although Habermas did not take part in that decision, as Frankfurt police records indicate, he did publicly defend Adorno’s actions. A few months later, three women staged an infamous Busenattentat, or “breast attack,” baring their chests during an Adorno lecture on the dialectic. One student leaflet read, “Adorno as an institution is dead!” The man himself died, of a heart attack, that summer. Habermas remembered him as “the only genius I have met in my life.”

1968年底,混乱席卷了研究所。学生们占领了大楼,挂起横幅,上面写着嘲讽霍克海默的语录。1969年1月,阿多诺和他的同事路德维希·冯·弗里德堡(Ludwig von Friedeburg)叫来了警察。尽管法兰克福警方记录显示哈贝马斯并未参与该决定,但他确实公开为阿多诺的行为辩护。几个月后,三名女性上演了臭名昭著的“乳房袭击”(Busenattentat),在阿多诺关于辩证法的讲座上袒露胸部。一份学生传单写道:“作为一个机构的阿多诺死了!”而阿多诺本人于那年夏天死于心脏病发作。哈贝马斯称他为“我一生中遇到的唯一的天才”。

Habermas would have been Adorno’s natural successor at the institute, but, after the tumult of the student protests, he stepped back from the public fray. In the seventies, he immersed himself in multidisciplinary research projects at the Max Planck Institute for the Study of the Scientific-Technical World, in Bavaria. In 1981, he emerged with “Theory of Communicative Action,” a two-volume treatise that attempts to renovate the meetinghouse of reason. This is the moment when Habermas breaks from the Frankfurt School. Adorno’s climactic philosophical work, “Negative Dialectic,” invoked the Shoah as the black hole of the Enlightenment: “After Auschwitz, our feelings reject any claim for the positivity of existence as sanctimony, as injustice to the victims.” Unwilling to renounce positivity, Habermas returns to the old Kantian problem: How, in an age of bewildering change and undeniable catastrophe, can rational individuals build a more humane world?

哈贝马斯本应是阿多诺在研究所的自然继任者,但在学生抗议的动荡之后,他退出了公共纷争。七十年代,他沉浸在巴伐利亚的马克斯·普朗克科学技术世界生存条件研究所(Max Planck Institute for the Study of the Scientific-Technical World)的多学科研究项目中。1981年,他带着《交往行为理论》(Theory of Communicative Action)重新出现,这部两卷本的论著试图翻新理性的聚会所。这是哈贝马斯与法兰克福学派决裂的时刻。阿多诺巅峰的哲学著作《否定的辩证法》(Negative Dialectic),将大屠杀视为启蒙运动的黑洞:“奥斯维辛之后,我们的情感拒绝任何将存在的积极性视为圣洁、视为对受害者不公的主张。”不愿放弃积极性的哈贝马斯,回到了那个古老的康德式问题:在一个令人困惑的变化和无可否认的灾难时代,理性的个体如何能建设一个更人道的世界?

Kant unveiled a transcendental dimension in which we can hold fast to universal concepts, even if we cannot verify them. His “categorical imperative” was an Enlightenment revision of the Golden Rule: follow only those maxims that you believe could apply to all. Habermas shares Horkheimer and Adorno’s doubts about such a scheme, which puts too much faith in individuals’ ability to divine truth on their own. Instead, reason should grow from the quotidian mechanics of human contact, as we learn by trial and error what it means to be human and humane. In “Theory of Communicative Action,” Habermas lays out a master synthesis of analytic methods, including Marx’s critique of capitalism, Émile Durkheim’s depiction of collective consciousness, Max Weber’s sociology of power, systems theory, speech-act theory, and psychoanalysis. The book is so encyclopedic that it becomes unwieldy, even by the standards of European philosophy. By the same measure, it feels like a faithful mirror of our hyper-complex world.

康德揭示了一个先验维度,在其中我们可以坚守普遍概念,即使我们无法验证它们。他的“绝对命令”(categorical imperative)是启蒙运动对黄金法则的修订:只遵循那些你相信可以适用于所有人的准则。哈贝马斯认同霍克海默和阿多诺对这种方案的怀疑,它过于相信个体独自探求真理的能力。相反,理性应该从人类接触的日常机制中生长出来,因为我们通过试错来学习作为人和有人性意味着什么。在《交往行为理论》中,哈贝马斯提出了一种分析方法的宏大综合,包括马克思的资本主义批判、埃米尔·涂尔干(Émile Durkheim)对集体意识的描绘、马克斯·韦伯(Max Weber)的权力社会学、系统论、言语行为理论和精神分析。这本书如此百科全书式,以至于变得笨重,即使以欧洲哲学的标准来看也是如此。同样地,它感觉像是一面忠实映照我们超复杂世界的镜子。

At the heart of the scheme is American pragmatism, which older schools of German thought had considered unserious. Habermas leans heavily on the Chicago-based social philosopher George Herbert Mead, who declared that the act of communication is essential for the formation of both society and the individual. We find our identity through interaction with others, and we must be prepared for anyone to question our claims, whether on the grounds of truth, sincerity, relevance, or coherence. Merely using the pronoun “you” presumes an exchange of roles and risks rebuttal. Each time we step outside our egoistic frame, we undergo a course of dialectic. This quest for consensus is so significant that it is endowed with a slight mystical tinge: “The very medium of mutual understanding abides in a peculiar half-transcendence.” Later, Habermas called that process “transcendence from within”—a merging of the self with the other.

该方案的核心是美国实用主义,老一辈德国思想流派曾认为它不够严肃。哈贝马斯大量倚重芝加哥社会哲学家乔治·赫伯特·米德(George Herbert Mead),米德宣称,沟通行为对于社会和个体的形成都至关重要。我们通过与他人的互动找到自己的身份认同,并且我们必须准备好让任何人质疑我们的主张,无论是基于真实性、真诚性、相关性还是连贯性。仅仅使用代词“你”,就预设了角色的互换和遭到反驳的风险。每当我们走出自我中心的框架,我们就经历了一次辩证的过程。这种对共识的追求如此重要,以至于被赋予了一丝神秘的色彩:“相互理解的媒介本身,就寓于一种奇特的半超验性之中。”后来,哈贝马斯称这个过程为“由内而外的超越”(transcendence from within)——自我与他者的融合。

“Theory of Communicative Action” stirred vigorous debate, in keeping with its theme. Many critics said that its picture of discourse was too becalmed, resembling a university seminar. Habermas makes little allowance for humans’ tendency to shout down one another, for men’s tendency to shout down women, for lies and manipulations, for the twisting of reason into its opposite. In response, Habermas maintained that communication is impossible unless people at least assume that consensus is possible. If you go into every conversation thinking that your counterpart could be a sociopath, you will retreat into paranoid isolation. This is also the fundamental challenge of politics—and, not surprisingly, Habermas turned next to the theory of democracy.

《交往行为理论》引发了激烈的辩论,这与其主题相符。许多批评者说,它对话语的描绘过于平静,像一场大学研讨会。哈贝马斯几乎没有考虑到人类互相叫嚷的倾向,男性压制女性的倾向,谎言与操纵,以及理性被扭曲成其对立面。作为回应,哈贝马斯坚持认为,除非人们至少假定共识是可能的,否则沟通是不可能的。如果你每次交谈都认为对方可能是个反社会者,你就会退回到偏执的孤立中。这也是政治的根本挑战——并且,毫不奇怪,哈贝马斯接下来转向了民主理论。

There were always two Habermases: the methodical academic and the nimble public commentator. Peter J. Verovšek, a professor at the University of Groningen, explores that double identity in a new book, “Jürgen Habermas: Public Intellectual and Engaged Critical Theorist.” According to Habermas, philosophers should present themselves not as “teachers of the nation”—the history of intellectuals in Nazi Germany besmirched that role—but as “dilettantes” who “question the demarcation lines between various realms.” His paragon, surprisingly, was Adorno, who, notwithstanding his mandarin prose, often explicated his ideas on radio and television. Habermas preferred to speak through newspaper essays—hundreds of them, on a multitude of topics, from postmodern architecture to genetic engineering. He could be deft, as in his sketch of the mood of the nineties: “somewhat depressed, somewhat clueless, the whole thing washed over by the throb of techno-pop.” There were limits to his hipness, though. Once, he told the writer Peter Handke that he had never heard the Beatles’ “Yellow Submarine,” causing Handke to smack him.

始终存在着两个哈贝马斯:有条不紊的学者和机敏的公共评论员。格罗宁根大学教授彼得·J·维罗夫谢克(Peter J. Verovšek)在一本新书《于尔根·哈贝马斯:公共知识分子与介入的批判理论家》(Jürgen Habermas: Public Intellectual and Engaged Critical Theorist)中探讨了这种双重身份。根据哈贝马斯的观点,哲学家不应以“国民教师”自居——纳粹德国知识分子的历史玷污了这个角色——而应作为“业余爱好者”,“质疑不同领域之间的分界线”。令人惊讶的是,他的典范是阿多诺,尽管阿多诺文风晦涩,却常在广播和电视上阐述自己的思想。哈贝马斯更喜欢通过报纸文章发声——数百篇文章,涉及众多主题,从后现代建筑到基因工程。他可以很灵巧,比如他对九十年代氛围的速写:“有点沮丧,有点茫然,整个被科技舞曲的悸动冲刷着。”不过,他的时髦程度有限。有一次,他告诉作家彼得·汉德克(Peter Handke),他从没听过披头士的《黄色潜水艇》,导致汉德克打了他一下。

Habermas returned to the limelight in the late seventies, when far-left terrorist actions led the conservative Bavarian politician Franz Josef Strauss to accuse the Frankfurt School of having inspired the violence. Habermas wrote in Der Spiegel, “Rest assured, we will not accuse Herr Strauss of being a fascist”—while more or less doing so. In the mid-eighties, Habermas went after conservative historians who felt that Germans should no longer flagellate themselves over the Nazi past. The historian Ernst Nolte relativized the Holocaust by saying that the “so-called annihilation of the Jews” was only one of many twentieth-century horrors, the worst of which came from Bolshevism. Habermas responded angrily in Die Zeit: “Auschwitz shrinks to the level of a technical innovation and becomes explicable in the face of an ‘Asiatic’ threat from an enemy still standing outside our gates.” He propelled this Historikerstreit, or historians’ feud, into the mainstream and succeeded, for a while, in discrediting the apologists.

哈贝马斯在七十年代末重返聚光灯下,当时极左翼的恐怖行动导致保守的巴伐利亚政治家弗朗茨·约瑟夫·施特劳斯(Franz Josef Strauss)指责法兰克福学派煽动了暴力。哈贝马斯在《明镜》周刊(Der Spiegel)上写道:“放心,我们不会指责施特劳斯先生是法西斯分子”——同时却差不多就是这么做的。八十年代中期,哈贝马斯抨击那些认为德国人不应再为纳粹历史自我鞭笞的保守派历史学家。历史学家恩斯特·诺尔特(Ernst Nolte)将大屠杀相对化,称“所谓的犹太人灭绝”只是二十世纪众多恐怖事件之一,其中最糟糕的来自布尔什维主义。哈贝马斯在《时代》周报(Die Zeit)上愤怒地回应:“奥斯维辛缩小到技术创新的层面,并因面对仍站在我们门外的'亚洲式'敌人的威胁而变得可以解释。”他将这场“历史学家之争”(Historikerstreit)推入主流,并一度成功地使那些辩护者信誉扫地。

At the time, the conservative critique of the welfare state was gaining ground across the West, not least in the United States. Habermas’s admiration for the American prototype waned during the Presidency of Ronald Reagan—when deregulation eroded the independence of the media—and plunged during the Presidency of George W. Bush. Visiting New York shortly after September 11th, Habermas was alienated by an upsurge of patriotic blather and xenophobia. In the face of the “callous superpower,” he proposed, the nascent European Union could define itself as a different kind of transnational entity— a federation of peoples that, through hard experience, had moved past the futility of nationalism. In place of tribal notions of folkish identity, the peoples of the world could adopt Verfassungspatriotismus—patriotism for a constitution, for a society’s collective plan. Habermas’s disdain for chauvinist displays was visceral. Whenever the German national anthem was played, he preferred to leave the room.

当时,对福利国家的保守派批判正在整个西方世界,尤其是在美国,日益得势。哈贝马斯对美国原型的钦佩,在罗纳德·里根总统任期内减弱了——那时放松管制侵蚀了媒体的独立性——并在乔治·W·布什总统任期内骤降。9·11事件后不久访问纽约时,哈贝马斯对高涨的爱国废话和仇外情绪感到疏离。面对“冷酷无情的超级大国”,他提议,新生的欧盟可以将自己定义为一个不同类型的跨国实体——一个通过惨痛经验,已经超越了民族主义徒劳性的各族人民联邦。取代部落式的民族认同观念,世界各国人民可以采纳“宪法爱国主义”(Verfassungspatriotismus)——对一部宪法、对一个社会集体蓝图的热爱。哈贝马斯对沙文主义表演的鄙夷是发自内心的。每当德国国歌奏响,他宁愿离开房间。
Man staring anxiously at his reflection in magnifying mirror while woman looks on.
“Remember, we said we won’t let the magnifying mirror at the hotel ruin another vacation.”
“还记得吗,我们说好了,不能让酒店里的放大镜再毁掉一个假期。”
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In “Between Facts and Norms,” published in 1992, Habermas assimilated communicative action to “deliberative democracy”—a term that he had picked up from the American political scientist Joseph M. Bessette. Echoing the political philosophy of John Rawls, Habermas writes that a healthy deliberative democracy must serve multiple nodes of opinion. At the center are the lawmaking and governing institutions. The sheer complexity of large democracies demands such an official apparatus, even if, as Habermas knows, it can become captive to controlling interests. As a counterweight, a periphery of mass opinion—a new version of the public sphere—can force fresh items onto the societal agenda. By way of grassroots organization, civil disobedience, investigative journalism, and the like, it can draw attention to economic inequality, ecological crisis, civil rights, and technological threats. It is a zone of “anarchic, unfettered communicative freedom”—a “warning system with sensors.”

在1992年出版的《在事实与规范之间》(Between Facts and Norms)中,哈贝马斯将交往行为融入了“协商民主”(deliberative democracy)——一个他从美国政治学家约瑟夫·M·贝塞特(Joseph M. Bessette)那里借用的术语。呼应约翰·罗尔斯(John Rawls)的政治哲学,哈贝马斯写道,一个健康的协商民主必须服务于多个意见节点。中心是立法和治理机构。大型民主国家固有的复杂性要求这样一个官方机构,即使哈贝马斯知道,它可能沦为控制性利益的俘虏。作为一种制衡,一个大众舆论的外围——公共领域的新版本——可以迫使新议题进入社会议程。通过草根组织、公民不服从、调查性新闻等方式,它可以引起人们对经济不平等、生态危机、公民权利和技术威胁的关注。这是一个“无政府的、不受束缚的交往自由”的区域——一个“带有传感器的预警系统”。

Habermas’s center-and-periphery model gives a persuasive picture of democracy as it currently functions. Is a more inclusive mechanism possible? The political theorist Hélène Landemore has won notice as a champion of direct democracy, which would allow the barriers between center and periphery to give way. In her new book, “Politics without Politicians,” Landemore cites Habermas respectfully but contends that deliberative democracy hardly deserves the name when only a few people are actually deliberating. The great counterexample is ancient Athens, which was steered by a five-hundred-person council whose members were generally chosen by lot. The best analogy to direct democracy in contemporary life is jury duty, which generally seems to go better than anyone expects. How such a system could be replicated in a nation of tens or hundreds of millions is unclear, although Landemore sees encouraging signs in advisory citizen councils that have been convened in Canada, Ireland, Iceland, and France. To be sure, direct democracy is no guarantee of wise decision-making. Athens was a belligerent city-state that fell victim to its own aggressions. The experiment lasted about two hundred and fifty years.

哈贝马斯的中心-外围模型,对民主当前的运作方式给出了一个有说服力的图景。一个更具包容性的机制是否可能?政治理论家埃莱娜·朗德摩尔(Hélène Landemore)作为直接民主的倡导者而备受关注,直接民主将允许中心与外围之间的壁垒消失。在她的新书《没有政治家的政治》(Politics without Politicians)中,朗德摩尔恭敬地引用了哈贝马斯,但认为当只有少数人在真正协商时,协商民主几乎名不副实。伟大的反例是古代雅典,它由一个通常抽签选出的五百人议事会掌舵。当代生活中与直接民主最接近的类比是陪审员义务,其结果通常比任何人预期的都要好。这样一个系统如何能在拥有数千万或数亿人口的国家复制,尚不清楚,尽管朗德摩尔在加拿大、爱尔兰、冰岛和法国召集的咨询性公民议会中看到了令人鼓舞的迹象。当然,直接民主并不能保证明智的决策。雅典是一个好战的城邦,最终成为自身侵略行为的牺牲品。这个实验持续了大约二百五十年。

In his last decades, Habermas added one more link to his long chain of disciplines. The rise of fundamentalism, in the form of evangelical Christianity, Islamist revivalism, and Hindu nationalism, prompted him to consider the “unexhausted force of religious traditions,” as he put it in 2007. Although he was an atheist, he opened dialogues with clerical figures, including Joseph Ratzinger, who became Pope Benedict XVI. Conceding that “enlightened reason unavoidably loses its grip on the images, preserved by religion, of the moral whole,” Habermas said that philosophers should have an “awareness of what is missing” in their thinking, particularly when it comes to moral norms. Religious institutions, for their part, should make peace with the modern state, which cannot choose among competing world views. More than that, they should actively collaborate with secular thinkers to articulate a code of justice that all participants can respect. Benedict wasn’t receptive to that argument, but Leo XIV seems conscious of it.

在他最后的几十年里,哈贝马斯为他长长的学科链条又增加了一环。原教旨主义的兴起,以福音派基督教、伊斯兰复兴主义和印度教民族主义的形式,促使他去思考“宗教传统尚未耗竭的力量”,正如他在2007年所说。尽管他是无神论者,他还是与神职人员展开了对话,包括后来成为教皇本笃十六世的若瑟·拉青格(Joseph Ratzinger)。哈贝马斯承认,“启蒙理性不可避免地会失去对宗教所保存的道德整体图景的把握”,他说哲学家应该“意识到他们思想中缺失的东西”,尤其是在涉及道德规范时。宗教机构方面,则应与现代国家和解,现代国家无法在不同世界观之间做出选择。不仅如此,它们还应积极与世俗思想家合作,阐明所有参与者都能尊重的正义准则。本笃十六世不接受那个论点,但利奥十四世似乎意识到了这一点。

Habermas’s religious preoccupations yielded a culminating masterpiece, “Also a History of Philosophy,” a seventeen-hundred-and-fifty-page behemoth that appeared in German in 2019, as the author turned ninety. (Polity Press, which has published much of Habermas’s œuvre in English, released a translation, by Ciaran Cronin, in 2023.) It’s more engrossing than you might expect. Habermas was the kind of professor who knows the literature cold yet never tires of bringing it to life, and “Also a History” is an epic theological-philosophical pageant that stretches across millennia, moving from Neolithic ritual and ancient myth to the monotheistic religions and onward to modern secular thought. Kant retains a place of honor; Heidegger gets a few farewell kicks.

哈贝马斯对宗教的关注催生了一部巅峰杰作,《这也是哲学史》(Also a History of Philosophy),这部一千七百五十页的巨著于2019年以德文出版,恰逢作者九十岁生日。(出版了哈贝马斯大部分英文版著作的政体出版社(Polity Press),于2023年推出了由夏兰·克罗宁(Ciaran Cronin)翻译的英译本。)它比你预期的更引人入胜。哈贝马斯是那种对文献了如指掌,却又从不厌倦将其生动呈现的教授,《这也是哲学史》是一部史诗般的神学-哲学盛典,跨越数千年,从新石器时代的仪式和古代神话,到一神论宗教,再到现代世俗思想。康德仍保有一席荣誉之地;海德格尔则挨了最后几脚。

At all stages of history, Habermas shows, humanity has been trying to work out codes for the common good, and these surface even in times of dogmatic repression. Buddha offers an egalitarian path to enlightenment; Confucius codifies a religion of learning; Augustine infuses Christianity with Plato and Aristotle; Martin Luther shifts spirituality inward; Duns Scotus separates belief from knowledge; William of Ockham cultivates equality under the law. Rationality lurks in theology from the beginning, just as philosophy never shakes off its yearning for the metaphysical. Perhaps the most ingenious move in “Also a History” is to draft the intractable Adorno onto the conciliatory team. Theological content, Adorno once said, “will have to put itself to the test of migrating into the realm of the secular, the profane.” This is just the sort of translation of the sacred that Habermas traces in his book.

哈贝马斯表明,在历史的各个阶段,人类一直在努力制定共同善的准则,这些准则甚至在教条压制的时代也会浮现。佛陀提供了一条通往觉悟的平等之路;孔子将一种学习的宗教法典化;奥古斯丁将柏拉图与亚里士多德融入基督教;马丁·路德将灵性转向内在;邓斯·司各脱将信仰与知识分离;奥卡姆的威廉培育了法律面前的平等。理性从一开始就潜伏在神学中,正如哲学从未摆脱对形而上学的渴望。《这也是哲学史》中最巧妙的举动之一,或许是征召桀骜不驯的阿多诺加入和解的阵营。阿多诺曾说,神学内容“将必须经受住迁移到世俗、凡俗领域的考验”。这正是哈贝马斯在其书中所追溯的那种神圣的转译。

Notably, “Also a History” gives scant attention to Islam. The medieval philosopher al-Farabi, who considered democracy the least imperfect of imperfect governments, is mentioned only in passing. A similar Western bias contributed to one of Habermas’s last, and least effective, public interventions. In November, 2023, after Hamas’s massacre of Israelis and the onset of Israel’s brutal counterstrike on Gaza, Habermas signed a statement that reasserted solidarity between Germany and Israel. After a glancing mention of Palestinian suffering, the authors write, “The standards of judgment slip completely when genocidal intentions are attributed to Israel’s actions.” It’s one thing to deny that genocide has taken place in Gaza; it’s another to imply more broadly that the topic is out of bounds. At a crucial moment, Habermas’s cherished pluralism failed him.

值得注意的是,《这也是哲学史》对伊斯兰教着墨甚少。认为民主是不完美政体中最不完美的那种的中世纪哲学家法拉比(al-Farabi),仅被一笔带过。类似的西方偏见,也导致了哈贝马斯最后、且效果最差的公开干预之一。2023年11月,在哈马斯屠杀以色列人以及以色列对加沙发动残酷反击之后,哈贝马斯签署了一份声明,重申德国与以色列的团结。在草草提及巴勒斯坦人的苦难后,作者们写道:“当种族灭绝的意图被归咎于以色列的行动时,判断的标准就完全滑落了。”否认加沙发生了种族灭绝是一回事;更广泛地暗示这个话题是禁区则是另一回事。在一个关键时刻,哈贝马斯珍视的多元主义辜负了他。

“If no dread remains, the monsters return,” Habermas wrote early in his career. They’re back, on several continents. Earlier this year, in Germany, the Sachsen-Anhalt branch of the far-right Alternative für Deutschland party released a platform containing such demands as “Think German!,” “Promote patriotism—no state money for anti-German art and culture!,” and “Build more beautifully!” This dumbed-down Goebbels gobbledygook revived talking points that Habermas had tried to quash during the Historikerstreit. Not surprisingly, AfD representatives could barely contain their glee over the philosopher’s death. Hans-Thomas Tillschneider, one of the Party’s nastier voices, posted a YouTube video in which he said, “Habermas is dangerous. He is one of the greatest enemies of the German nation.” Tillschneider’s inability to put Habermas into the past tense was somehow reassuring.

“如果不再有恐惧留存,怪物就会回来,”哈贝马斯在职业生涯早期写道。它们回来了,在几个大洲。今年早些时候,在德国,极右翼政党德国选择党(Alternative für Deutschland)在萨克森-安哈尔特州的分支发布了一份纲领,其中包含诸如“用德国方式思考!”、“促进爱国主义——不给反德艺术和文化提供国家资金!”以及“建设得更美!”等要求。这种降智的戈培尔式胡言乱语,复活了哈贝马斯在“历史学家之争”中试图压制的那些论调。毫不奇怪,德国选择党的代表们几乎无法抑制对这位哲学家去世的幸灾乐祸。汉斯-托马斯·蒂尔施奈德(Hans-Thomas Tillschneider),该党最恶毒的声音之一,在YouTube上发布了一段视频,他在视频中说:“哈贝马斯是危险的。他是德意志民族最大的敌人之一。”蒂尔施奈德无法将哈贝马斯置于过去时态,这不知怎的让人感到些许安慰。

An equally obnoxious obituary came from the billionaire pen of Alex Karp, the C.E.O. of Palantir Technologies. Before Karp turned to hawking surveillance systems that have assisted ICE in its murderous roundups of immigrants, he studied philosophy under Habermas in Frankfurt. In an article for Politico, Karp recounted how Habermas provided fierce but fair criticism of his papers: “It was his very willingness to be so productively unsparing that reminds me of what we have lost as a culture.” Alas, the losses that Karp has in mind don’t seem to involve learning, rigor, or reason. Waving away Habermas’s cosmopolitan ideals, he says that discourse “must be rooted in a more corporeal and traditional—and indeed national and cultural—source.” This is the language of MAGA and the AfD, not to mention Heidegger circa 1935. Karp’s ideological atavism is all too typical of the current bent of Silicon Valley.

另一份同样令人反感的讣告,来自帕兰提尔科技公司(Palantir Technologies)的首席执行官、亿万富翁亚历克斯·卡普(Alex Karp)。在卡普转行兜售监控系统——这些系统曾协助美国移民和海关执法局(ICE)对移民进行致命的围捕——之前,他曾在法兰克福师从哈贝马斯学习哲学。在《政客》(Politico)杂志的一篇文章中,卡普讲述了哈贝马斯如何对他的论文提出严厉但公正的批评:“正是他那种如此富有成效、毫不留情的意愿,让我想起我们作为一种文化所失去的东西。”唉,卡普心中所想的损失,似乎并不涉及学识、严谨或理性。他挥挥手否定了哈贝马斯的世界主义理想,说话语“必须植根于更具体、更传统——实际上是民族和文化的——源头”。这是“让美国再次伟大”(MAGA)和德国选择党的语言,更不用说1935年前后的海德格尔了。卡普意识形态上的返祖现象,正是硅谷当前倾向的典型写照。

Habermas was well aware of how the internet had deformed his beloved public sphere. At first, he thought that the digital arena could amplify all those anarchic voices on the periphery. Sometimes it has: think of social-media-driven movements such as the Arab Spring, Black Lives Matter, and #MeToo. More often, though, the indirectness and the anonymity of digital exchanges have sabotaged understanding. If, as G. H. Mead argued, face-to-face interactions facilitate the formation of a mature personality, the internet has enabled a mass regression to adolescent bullying and narcissism. Furthermore, tech companies designed their platforms to heighten conflict and thereby prolong engagement. It’s as if they had read “Theory of Communicative Action” and done the opposite. Habermas tried to assess the damage in “A New Structural Transformation of the Public Sphere,” which appeared in 2022 and turned out to be his last book. At the age of ninety-three, he couldn’t be expected to cover fast-changing terrain, but he got off some crisp shots, writing of a “desolate cacophony in fragmented, self-enclosed echo chambers” and “the libertarian grimace of world-dominating digital corporations.”

哈贝马斯非常清楚互联网如何扭曲了他心爱的公共领域。起初,他认为数字舞台可以放大外围所有那些无政府的声音。有时确实如此:想想由社交媒体驱动的运动,如阿拉伯之春、“黑人的命也是命”(Black Lives Matter)和#我也是(#MeToo)。然而,更常见的是,数字交流的间接性和匿名性破坏了理解。如果像G.H.米德论证的那样,面对面的互动有助于成熟人格的形成,那么互联网则促成了向青少年霸凌和自恋的大规模退行。此外,科技公司将其平台设计得加剧冲突,从而延长用户参与时间。就好像他们读了《交往行为理论》,然后反其道而行之。哈贝马斯试图在2022年出版的《公共领域的新结构转型》(A New Structural Transformation of the Public Sphere)中评估损害,这成了他最后一本书。在九十三岁高龄,不能指望他涵盖快速变化的领域,但他还是做出了一些利落的抨击,写到了“在碎片化、自我封闭的回音室中一片荒凉刺耳的不和谐音”以及“主宰世界的数字公司那副自由意志主义的鬼脸”。

When the A.I. chatbots march in, the “colonization of the lifeworld,” to use another ungainly but apt Habermas phrase, enters a terminal stage. Horkheimer and Adorno had concluded that advanced capitalism, far from being a technocratic monolith, had an inherent tendency toward chaos and madness. A.I. is at once a consummation of technological control and a new level of cultish delirium. The designers themselves are often incapable of explaining what their systems are doing. Habermas’s entire world view was premised on the idea of people learning from one another; A.I. annihilates communicative action in the name of hallucinatory conversations with sycophantic machines. The social effects have proved instantly disastrous: rampant disinformation, mass student cheating, cases of users becoming addicted to A.I. or killing themselves with its help. Meanwhile, to the joy of investors, untold thousands of jobs have vanished. As an added coup, A.I. managed to deliver a personal affront to Habermas a year before his death. In 2024, Google DeepMind unveiled a “Habermas Machine,” which has been described as a “scaffolded pair of LLMs designed to find consensus among people who disagree.” The philosopher had not given Google permission to use his name, and he was horrified when he heard about the scheme.

当人工智能聊天机器人大军压境时,“生活世界的殖民化”(colonization of the lifeworld),借用哈贝马斯另一个笨拙但贴切的短语,便进入了末期阶段。霍克海默和阿多诺曾得出结论,发达的资本主义远非一个技术官僚的铁板一块,而是有一种趋向混乱和疯狂的内在倾向。人工智能既是技术控制的完美实现,又是邪教般谵妄的新高度。设计者自己常常无法解释他们的系统在做什么。哈贝马斯的整个世界观都建立在人们相互学习这一理念之上;人工智能则以与谄媚机器进行幻觉式对话的名义,消灭了交往行为。其社会效应已证明是即刻灾难性的:猖獗的虚假信息、大规模的学生作弊、用户对人工智能上瘾或在其帮助下自杀的案例。与此同时,令投资者欣喜的是,无数工作岗位消失了。作为额外的一击,人工智能在哈贝马斯去世前一年,还设法对他进行了一次人身侮辱。2024年,谷歌DeepMind推出了一台“哈贝马斯机器”(Habermas Machine),它被描述为“一对搭建了支架的大型语言模型,旨在在有分歧的人群中找到共识”。这位哲学家并未允许谷歌使用他的名字,当他听说这个计划时,感到惊骇不已。

In his final book, Habermas spoke of the need to “institutionalize the anarchic power of saying ‘no.’ ” The force of refusal, of Melville’s “I would prefer not to,” is potentially absolute: slop ceases to exist when we stop clicking on it. Europe, where the Enlightenment first arose and where it met its first demise, is the likeliest place for a concerted rebellion. State funding for media and culture means that the public sphere remains partly intact, and the E.U. has taken steps to regulate the internet and A.I. Moreover, as Habermas saw at the time of the Iraq War, a pan-European sensibility is being bolstered by a cumulative loathing for a long century of American imperialism—military, economic, technological, cultural. Perhaps there could even be a real shudder of self-disgust on these shores—a recognition that our national pursuit of material happiness has immiserated much of the rest of the world and is now devouring itself. Such, at least, is the vibe of our squalid semiquincentennial summer.

在他的最后一本书中,哈贝马斯谈到需要“将说'不'的无政府力量制度化”。拒绝的力量,那种梅尔维尔式的“我宁愿不”,可能是绝对的:当我们停止点击那些泔水时,它们便不复存在。欧洲,启蒙运动最初兴起也最先消亡的地方,是最有可能发生协同反抗的地方。国家对媒体和文化的资助意味着公共领域仍部分完好,欧盟也已采取措施监管互联网和人工智能。此外,正如哈贝马斯在伊拉克战争时看到的,一种泛欧情感正因对美国长达一个世纪的帝国主义——军事、经济、技术、文化——的累积厌恶而得到加强。也许,在这片海岸上,甚至可能真的出现一阵自我厌恶的战栗——认识到我们国家对物质幸福的追求,已经使世界其他大部分地区陷入贫困,并且现在正在吞噬自身。至少,这就是我们这个肮脏的二百五十周年夏天的氛围。

Philosophy is a discipline of abstractions, yet it raises achingly elemental questions. The august Kant asks, “What can I know? What should I do? What can I hope for?” The answers are seldom simple or bright. The seduction of despair can be intense, whether on the personal or the political level. But the fact that most of our hopes remain unrealized should not revoke the reality of our fitful, painful progress. This was Habermas’s core conviction; he was an incrementalist, though a radical one. On the other hand, in his almost manic drive toward consensus, he blunted the edge of his critical inheritance. If we are to say no to the monstrosities that we have unleashed, we need the uncompromising fury that the Frankfurt School writers invested in their work. We need Adorno to tell us that the confusion of truth and lies “makes it a Sisyphean labor to hold on to the simplest piece of knowledge.” In the end, we need both voices: the critical and the reconstructive, the savage and the sage. The dialectic moves between crashing despair and hovering hope. ♦

哲学是一门抽象的学科,但它提出的问题却令人痛苦地根本。威严的康德问道:“我能知道什么?我该做什么?我可以希望什么?”答案很少是简单或光明的。绝望的诱惑可能很强烈,无论是在个人还是政治层面。但我们大多数希望仍未实现这一事实,不应取消我们断断续续、痛苦进步的现实。这是哈贝马斯的核心信念;他是一个渐进主义者,尽管是激进的那种。另一方面,在他近乎狂热的追求共识的过程中,他钝化了他所继承的批判锋芒。如果我们要对我们释放出的怪物说不,我们需要法兰克福学派作家倾注于其作品中的那种毫不妥协的愤怒。我们需要阿多诺告诉我们,真相与谎言的混淆“使得坚持最简单的知识都成了一项西西弗斯式的劳作”。最终,我们需要两种声音:批判的与重建的,野蛮的与睿智的。辩证法在崩溃的绝望与悬停的希望之间移动。 ♦

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