Under Review

In “Kolkhoz,” Emmanuel Carrère Untangles His Russian Roots

《集体农庄》:埃马纽埃尔·卡雷尔梳理他的俄罗斯根源
The French writer’s latest book is a conflicted portrait of his mother, a celebrated Sovietologist who defended Putin before the invasion of Ukraine.
这位法国作家的新书是一幅充满矛盾的母亲肖像——她是一位著名的苏联问题专家,在俄罗斯入侵乌克兰之前一直为普京辩护。
Photograph of mother with three children
Source photograph courtesy Emmanuel Carrère

In the fall of 2022, the French writer Emmanuel Carrère visited Tbilisi, the capital of Georgia, for the first time. Carrère, who has been called “France’s greatest writer of nonfiction,” was sixty-four at the time; though he was of mixed Russian and Georgian descent—when he visited, his cousin Salomé Zourabichvili, was then serving her fourth year as the country’s President—he had never before set foot in his ancestral homeland.

2022年秋,法国作家埃马纽埃尔·卡雷尔(Emmanuel Carrère)第一次来到格鲁吉亚首都第比利斯。卡雷尔被誉为“法国最伟大的非虚构作家”,时年六十四岁;尽管他拥有俄罗斯和格鲁吉亚混血血统——他造访时,他的表亲萨洛梅·祖拉比什维利(Salomé Zourabichvili)正担任该国总统的第四个年头——他却从未踏上过这片祖辈的土地。

Why did Carrère wait so long to visit? He asks himself this very question toward the end of his latest book, “Kolkhoz,” a conflicted family history that won the 2025 Prix Médicis. His mother, whose father was the son of a prominent Georgian intellectual and whose own mother was the daughter of a Russian aristocrat, never went at all—she had a fraught relationship with the success of Zourabichvili, whom she treated with “condescending affection.” One would be forgiven for assuming that, as a friend of his joked, Carrère had waited to visit the country until a member of his family was running it. But Carrère’s explanation, characteristically self-effacing, is as shamefully self-interested as it is startlingly frank. “I am my mother’s son, I felt Russian like her, not in the least Georgian,” he writes, “but it’s become so awful to be Russian today that I’m searching for other roots.”

卡雷尔为什么等了这么久才来?在他最新著作《集体农庄》的结尾处,他向自己提出了这个问题。这是一部充满矛盾的家庭史,荣获2025年美第奇奖。他的母亲,父亲是一位格鲁吉亚著名知识分子的儿子,母亲是一位俄国贵族的女儿,从未去过格鲁吉亚——她与祖拉比什维利的成功之间关系紧张,对后者抱有一种“居高临下的亲昵”。如果像他的一位朋友开玩笑说的那样,以为卡雷尔是等到自家人当上总统才来访问这个国家,倒也情有可原。但卡雷尔的解释,带着他一贯的自谦,既可耻地自私,又惊人地坦率。“我是我母亲的儿子,我和她一样觉得自己是俄罗斯人,丝毫不觉得自己是格鲁吉亚人,”他写道,“但如今做俄罗斯人变得如此不堪,以至于我开始寻找其他的根。”

In the course of the past decade or so, there has been a flurry of memoirs and autofictional novels by émigré writers and their descendants, grappling with the challenging inheritance of Russia’s twentieth and twenty-first centuries—the suffering, and the guilt. On the more poised side is Maria Stepanova’s “In Memory of Memory”; on the more beguilingly chaotic is Keith Gessen’s “A Terrible Country.” “Kolkhoz”—along with Evan Gershkovich’s prison memoir, “This Cursed Beautiful Land,” also out this fall—is the most prominent such book to have been published since the beginning of Russia’s war on Ukraine. It is also the most virtuosically, infuriatingly honest.

在过去大约十年间,涌现出一大批由流亡作家及其后代撰写的回忆录和自传体小说,试图处理二十世纪和二十一世纪俄罗斯留下的沉重遗产——苦难与罪责。较为沉稳克制的是玛丽亚·斯捷潘诺娃(Maria Stepanova)的《记忆记忆》;较为迷人而混乱的是基思·格森(Keith Gessen)的《一个糟糕的国家》。《集体农庄》——连同埃文·格什科维奇(Evan Gershkovich)的狱中回忆录《这片被诅咒的美丽土地》(今秋同样出版)——是俄罗斯对乌克兰开战以来此类书籍中最引人注目的一部,也是最具炫技色彩、最令人恼火的诚实之作。

Carrère, who broke out with his 2000 work of literary true crime “The Adversary,” is one of the most confounding figures in French letters. Written from the surreal intersection of narcissism, self-absolution, and investigative journalism, his books purport to be “about” subjects of general interest—yoga, the iconoclastic Russian writer Eduard Limonov, a perplexing murder spree on the Swiss border—but are, without fail, about himself. More often than not, they are also about his marriages and the extramarital affairs that end them. But, somehow, Carrère never entirely alienates his readers. There’s something refreshing about his frank insistence on his shortcomings, and the way that he manages to neither glorify nor vilify them.

卡雷尔凭借2000年的文学性真实犯罪作品《对手》一举成名,是法国文坛最令人困惑的人物之一。他的书写作于自恋、自我开脱与调查新闻的荒诞交汇点上,声称“关于”某些公众感兴趣的主题——瑜伽、离经叛道的俄罗斯作家爱德华·利莫诺夫(Eduard Limonov)、瑞士边境一桩令人费解的连环谋杀案——但无一例外,写的都是他自己。更多时候,它们还写他的婚姻,以及终结这些婚姻的婚外情。然而,不知何故,卡雷尔从未彻底疏远他的读者。他坦率地坚持展示自己的缺点,既不过度美化也不加以贬斥,这种态度中有某种令人耳目一新的东西。

The shortcomings in question are notably pronounced in Carrère’s 2007 memoir, “My Life as a Russian Novel,” which investigates two mysterious disappearances: that of his Georgian maternal grandfather, who vanished after seemingly collaborating with the Nazis in Occupied France, and that of András Toma, a long-lost Hungarian prisoner of war who was discovered in a remote Russian psychiatric hospital at the turn of the millennium. It also brazenly exposes the private life of a Parisian named Sophie, the object of Carrère’s erotic obsession, whose outrage and fascination with him mirrors the reader’s. At one point in the book, Carrère has Sophie declare, “Emmanuel doesn’t vote because he’s afraid he’ll vote for the right.” (Carrère rarely discusses politics, but if he had a conservative bent it would hardly be surprising, given his vocal praise of the works of Michel Houellebecq and Louis-Ferdinand Céline, two of French literature’s biggest provocateurs.)

这些缺点在卡雷尔2007年的回忆录《我作为俄罗斯小说的一生》中表现得尤为突出。该书调查了两起神秘的失踪事件:一起是他格鲁吉亚外祖父的失踪——此人在纳粹占领法国期间似乎与纳粹合作后消失不见;另一起是安德拉什·托马(András Toma)的失踪——一位失踪多年的匈牙利战俘,在千禧年之交被发现于俄罗斯偏远的精神病院中。该书还肆无忌惮地曝光了一位名叫索菲(Sophie)的巴黎人的私生活——她是卡雷尔情欲执念的对象,她对卡雷尔的愤怒与着迷恰好映照了读者的感受。书中有一处,卡雷尔让索菲宣称:“埃马纽埃尔不投票,因为他害怕自己会投给右翼。”(卡雷尔很少谈论政治,但如果他有保守倾向也不足为奇,因为他曾公开称赞米歇尔·韦勒贝克和路易-费迪南·塞利纳的作品——法国文学界最大的两位挑衅者。)

Carrère can be particularly inflammatory on the subject of Russia. During his research trips to the country in the late nineties and early two-thousands, he befriended, as he put it, “colourful characters who were not necessarily reputable” and devoted years to writing a biography of Limonov, a fervent Russian nationalist opposed to Ukraine’s independence. In other words, no one should look to him for an objective account of Russia’s recent history.

在俄罗斯问题上,卡雷尔尤其容易引发争议。上世纪九十年代末和本世纪初,他在俄罗斯进行调研期间,用他自己的话说,结交了“形形色色的人物,未必都是正派人”,并花了数年时间为利莫诺夫写传记——后者是一位狂热的俄罗斯民族主义者,反对乌克兰独立。换句话说,没有人应该指望他对俄罗斯近代史做出客观的叙述。

Crucially, an objective account isn’t what he’s produced at all. After all, this is the writer who opened “The Adversary” with the line “On the Saturday morning of January 9, 1993, while Jean-Claude Romand was killing his wife and children, I was with mine in a parent-teacher meeting.” In a Profile for this magazine, Ian Parker described Carrère’s books as enacting “the experience of someone being brought out of himself—diverted from disappointment or dickishness—by the unearthing of a story worth telling and by the desire to be admired for telling it.” For all Carrère’s insensitivity—at one point he refers to sanctions falling on Moscow “like the missiles on Kyiv”—the sense of urgency with which he feels he must tell his family’s story redeems him. It’s not that he thinks doing so will necessarily explain what’s happening in Russia today, or even that it will explain how he feels about the situation, but, rather, that the telling itself is enough.

关键在于,他写出的根本就不是客观叙述。毕竟,这位作家在《对手》的开篇写道:“1993年1月9日星期六早晨,当让-克洛德·罗芒正在杀害他的妻子和孩子时,我正和我的家人在开家长会。”在本刊的一篇人物特写中,伊恩·帕克(Ian Parker)将卡雷尔的书描述为演绎了“一个人被带出自我的体验——从失望或混账状态中被转移出来——因为挖掘出了一个值得讲述的故事,并且渴望因讲述它而受到赞赏。”尽管卡雷尔有种种迟钝之处——书中有一处他将落在莫斯科的制裁比作“落在基辅的导弹”——但他那种必须讲述家族故事的紧迫感拯救了他。并不是他认为这样做必然能解释今天俄罗斯正在发生的事,甚至也不是认为这能解释他对局势的感受,而是,讲述本身就已足够。

The birth of “Kolkhoz” coincided with the death of Carrère’s beloved mother, Hélène Carrère d’Encausse, and is concerned almost exclusively with her side of his family. Hélène was born into a world of Russian nobles in exile who transposed their aristocratic geography onto the suburbs of Paris (Meudon, where Hélène grew up, became Miedonsk) and whose Russophone children only began learning French at school. Her Georgian father—from whom she inherited the undeniably foreign surname Zourabichvili, a cause of merciless schoolyard teasing—eventually assimilated completely into his wife’s circle of White Russians. When Hélène married Louis Carrère d’Encausse, a French insurance man, she shed the Georgian designation altogether.

《集体农庄》的诞生恰逢卡雷尔深爱的母亲埃莱娜·卡雷尔·当科斯(Hélène Carrère d'Encausse)去世,全书几乎只关注她那一侧的家族。埃莱娜出生在一个流亡的俄国贵族世界,这些人将他们的贵族地理版图移植到了巴黎郊区(埃莱娜长大的默东变成了“米耶东斯克”),这些说俄语的孩子直到上学才开始学法语。她的格鲁吉亚父亲——她从他那里继承了那个无可否认的外国姓氏祖拉比什维利,这让她在校园里遭受了无情的嘲弄——最终彻底融入了妻子所在的“白俄”圈子。当埃莱娜嫁给法国保险业人士路易·卡雷尔·当科斯时,她彻底摆脱了格鲁吉亚的身份标签。

Until adulthood, the only Russia Hélène had ever known was the one these Russians had dreamed up in and around the French capital. Motivated by a desire to preserve this rarefied world, and to learn more about the country that her parents had fled, Hélène enrolled at Sciences Po and became an expert on the region. Later on, she was named the Académie Française’s “perpetual secretary.” In this capacity, she oversaw the latest edition of the French dictionary, and occupied a grand, Académie-provided apartment on the bank of the Seine. By her death at the age of ninety-four, she had become supremely, officially, French. President Emmanuel Macron spoke at her funeral.

直到成年,埃莱娜所知道的唯一一个俄罗斯,就是这些俄国人在法国首都及其周边幻想出来的那个。出于保存这个精致世界的愿望,也为了更多地了解父母逃离的那个国家,埃莱娜进入巴黎政治学院学习,成为该地区的专家。后来,她被任命为法兰西学术院的“终身秘书”。在这一职位上,她主持了最新版法语词典的编纂工作,并住在学术院提供的塞纳河畔一套气派的公寓里。到九十四岁去世时,她已成为至高无上的、官方的法国人。埃马纽埃尔·马克龙总统在她的葬礼上致词。

It’s ironic that Hélène’s path into the French élite was via her parents’ homeland. Carrère deftly captures his mother’s inner conflict, flipping between contradictory descriptions of her persona: she is at once “proud of her aristocratic and cosmopolitan ancestry” and “French by choice . . . patriotic to the point of chauvinism.” She viewed the rise of Vladimir Putin as a promising development for Russia’s transition toward democracy. Her obstinate sympathy for him not only went against French public opinion; it was also a blow to her cousin Zourabichvili, whose decision to run for Georgia’s President was motivated by Russia’s illegal occupation of the country’s northern territories. The day before Russia’s full-scale invasion of Ukraine, Hélène argued on a TV broadcast that Putin was “a brutal but rational man who looked out for his own interests . . . Of course he would never, ever, do such a crazy thing.”

颇具讽刺意味的是,埃莱娜进入法国精英阶层的路径恰恰经由她父母的祖国。卡雷尔巧妙地捕捉到了母亲内心的矛盾,在她人格的矛盾描述之间来回切换:她既是“为自己贵族和世界主义的血统感到骄傲”,又是“出于选择的法国人……爱国到了沙文主义的程度”。她将弗拉基米尔·普京的崛起视为俄罗斯向民主转型的一个有希望的发展。她对普京的顽固同情不仅违背了法国舆论,也是对她表亲祖拉比什维利的一记打击——后者决定竞选格鲁吉亚总统,正是出于俄罗斯非法占领该国北部领土的动机。在俄罗斯全面入侵乌克兰的前一天,埃莱娜还在一次电视节目中辩称,普京是“一个残暴但理性的人,只关心自己的利益……他当然绝对不会做出这种疯狂的事。”

What prompted Carrère to write “Kolkhoz” was less Russia’s invasion itself than the fact that Hélène was so wrong about it. After Putin’s attack, the French media was as unrestrained in its criticism of Hélène as she had been in her permissiveness toward him. She attempted, soon afterward, to pass her error off as a form of prescience. “If I was wrong, who could have seen clearly?” Carrère relays her saying to others.

促使卡雷尔写《集体农庄》的,与其说是俄罗斯的入侵本身,不如说是埃莱娜对此判断得如此错误。普京发动进攻后,法国媒体对埃莱娜的批评之猛烈,恰如她此前对普京的纵容之深。不久之后,她试图将自己的错误粉饰为一种先见之明。“如果我错了,谁又能看得清楚呢?”卡雷尔转述她对别人说的话。

In January, 2023, she was profiled by the journalist Raphaëlle Rérolle in Le Monde. The headline read, “The Great Russia Expert ‘Shrouded in Fog.’ ” “Her love of Russia is real, deep-seated,” Carrère writes, paraphrasing the article, “but unfortunately it’s morphed into an indulgence for Putin, so that for twenty years she hasn’t stopped speaking on behalf of the Kremlin at the Élysée, repeating to Chirac, Sarkozy, Hollande, Macron and their successive foreign ministers that Russia is a great country which cannot be judged by our standards, and that Putin is a man of peace.” Hélène was stung by the characterization. Rérolle’s article and the media pile on that followed, Carrère writes, “affected her to such an extent that I heard her say she no longer wanted to live in a world where the supposedly honourable press had reached such depths of ignominy.” His tone crackles with frustration at his mother’s defensiveness. “I’ve reread these articles,” he writes, “they’re harsh, but you can’t really say they’re ignoble, and my mother must have been very unaccustomed to criticism to complain that she was the victim of a media lynching.”

2023年1月,《世界报》记者拉法埃勒·雷罗勒(Raphaëlle Rérolle)为她做了一篇人物特写。标题是:“‘迷雾笼罩’的俄罗斯问题大家”。“她对俄罗斯的爱是真实的、根深蒂固的,”卡雷尔转述文章内容写道,“但不幸的是,这种爱已经演变成了对普京的纵容,以至于二十年来她不停地在爱丽舍宫替克里姆林宫说话,反复对希拉克、萨科齐、奥朗德、马克龙以及他们历任外交部长说,俄罗斯是一个伟大的国家,不能用我们的标准来评判,普京是一个和平之人。”埃莱娜被这种描述刺痛了。卡雷尔写道,雷罗勒的文章以及随后媒体的围攻“对她的影响如此之大,以至于我听到她说,她不想再活在一个所谓体面的新闻界已经堕落到如此无耻地步的世界。”他的语气中充满了对母亲防御姿态的恼怒。“我重读了这些文章,”他写道,“它们很严厉,但你真的不能说它们无耻,我母亲一定是非常不习惯批评,才会抱怨自己是媒体私刑的受害者。”

At the time of Hélène’s death, in the summer of 2023, Carrère was grappling with the war in his own, very different way. He was at work on a book about the Black Sea port city of Kherson, and had been travelling back and forth from the front line, collecting accounts of the occupation. “Of all the historical events I’ve witnessed,” he writes, “none has riveted my attention as much as the war in Ukraine.” Around the same time, he became compelled by the fact that, as Russia’s hold on Kherson weakened, in October of 2022, they had exhumed the bones of Prince Grigory Aleksandrovich Potemkin—the Russian Empire’s chief colonizer of the south. The metaphor must have seemed too good to be true: Putin’s Army, despite hemorrhaging men, was preoccupied by preserving the skeleton of the Russian imperial idea. The retreating soldiers took the bones east, into occupied territory, horrified by the thought of them remaining under Ukrainian soil.

2023年夏天埃莱娜去世时,卡雷尔正以自己截然不同的方式应对这场战争。他正在写一本关于黑海港口城市赫尔松的书,一直往返于前线,收集占领期间的见闻。“在我目睹的所有历史事件中,”他写道,“没有一个像乌克兰战争这样牢牢抓住我的注意力。”大约在同一时期,他被一个事实所吸引:2022年10月,随着俄罗斯对赫尔松的控制减弱,他们挖出了格里戈里·亚历山德罗维奇·波将金亲王(Prince Grigory Aleksandrovich Potemkin)的遗骨——此人是俄罗斯帝国在南方的主要殖民者。这个隐喻好得令人难以置信:普京的军队尽管人员大量流失,却忙着保存俄罗斯帝国理念的骨架。撤退的士兵将遗骨带往东部,带入占领区,一想到它们留在乌克兰的土地下就感到恐惧。

What lies beneath the Russian earth—roots, remains, ruined imperial cities—pervades “Kolkhoz,” especially in its portrait of Carrère’s mother. The first time that she visits Soviet Russia as a young woman, during a layover on the way to a research trip in Uzbekistan, Hélène spends her precious few hours riding the Moscow metro, “the deepest and most beautiful in the world, with its mosaics, frescoes, colonnades, chandeliers and mouldings.” Everything touches her: she is even “rocked” by the mundane metro announcement, “Dveri zakryvayutsya. Nie zabyvaete svoi veschi” (“The doors are closing. Do not forget your things”), simply because it is in Russian, the intimate language of her childhood, suddenly writ large. At an underground kiosk, she buys “a map and some postcards,” and naïvely tells the salesclerk behind the counter that she speaks Russian because she’s descended from exiled aristocracy. (The salesclerk, predictably, is less than impressed.)

俄罗斯大地之下埋藏的东西——根脉、遗骸、沦为废墟的帝国城市——贯穿《集体农庄》全书,尤其是在对卡雷尔母亲的描绘中。埃莱娜年轻时第一次踏上苏维埃俄罗斯的土地,是在前往乌兹别克斯坦调研途中经停莫斯科。她宝贵的几个小时都花在了乘坐莫斯科地铁上——“世界上最深、最美丽的地铁,有马赛克、壁画、柱廊、吊灯和装饰线脚。”一切都令她动容:甚至那平淡无奇的地铁广播——“Dveri zakryvayutsya. Nie zabyvaete svoi veschi”(“车门关闭。请勿遗忘随身物品”)——也让她“心潮起伏”,仅仅因为那是俄语,是她童年时代亲密的语言,突然被放大到公共空间。在一个地下售货亭,她买了“一张地图和一些明信片”,天真地告诉柜台后的售货员,她会说俄语是因为她是流亡贵族的后代。(售货员的反应可想而知,并不怎么感动。)

“She prided herself on understanding the Russians,” Carrère writes, “probing their hearts and souls, vibrating in unison with them”—one imagines a young Hélène literally vibrating in unison with a million strangers in the rattling Soviet cars of the Moscow metro. Despite his pained awareness of his mother’s imperialist delusions, he finds a grain of truth in her conviction that she is in touch with the Russian spirit. If Russia has a collective unconscious, Carrère seems to suggest it might resemble his mother—a proposition in which, against his own better judgment, he clearly finds both pride and comfort.

“她以了解俄罗斯人为傲,”卡雷尔写道,“探测他们的心灵与灵魂,与他们同频共振”——读者不禁想象年轻的埃莱娜在莫斯科地铁摇晃的苏联车厢里,与上百万陌生人实实在在地同频共振。尽管他痛苦地意识到母亲的帝国主义妄想,他仍在她的信念中找到了一粒真理:她确实与俄罗斯精神有所相通。如果俄罗斯有集体无意识,卡雷尔似乎在暗示,它可能就像他的母亲——这个命题,尽管违背他自己的理智判断,他显然从中找到了骄傲与慰藉。

Like the Russian state, Hélène appears to have buried many disturbing facts as deep down as possible, not least of which is her father’s alleged collaboration with the Nazi regime. It’s chilling to see Hélène’s allegiance to Russian oligarchy prefigured by her youthful affection for the right-wing figures of postwar France. Describing former Nazi collaborators’ visits to the grave of the fascist journalist Robert Brasillach, Carrère sheepishly admits that he’s “far from thrilled to say that my mother, at the age of twenty, consorted with this society of pariahs.”

和俄罗斯国家一样,埃莱娜似乎将许多令人不安的事实尽可能深地埋藏起来,其中最重要的就是她父亲涉嫌与纳粹政权合作。令人不寒而栗的是,埃莱娜对俄罗斯寡头政治的效忠,早在她年轻时对战后法国右翼人物的好感中就已显露端倪。在描述前纳粹合作者前往法西斯记者罗贝尔·布拉西亚克(Robert Brasillach)墓地祭拜时,卡雷尔难为情地承认,他“一点也不乐意说,我母亲在二十岁时与这群被社会唾弃的人交往。”

What emerges from Carrère’s excavation of his mother’s past is a strikingly nuanced portrait of a brilliant, problematic scholar. Moreover, he excels in extrapolating her life onto more than a century of Russian history. In his hands, she becomes a kind of Russian Zelig—a character who appears, conveniently, at every major moment in history throughout her life. She is omnipresent in the immediate aftermath of the Soviet collapse, staying often at the Hotel Ukraina, Moscow’s famous Stalinist skyscraper, and attending events such as “a cocktail party at the French Embassy to celebrate Franco-Soviet scientific exchanges.” Even when she herself is absent, there is always a relative at hand, as in the case of the October Revolution: a great-uncle walks from Petrograd to Finland to escape the Bolsheviks, a family friend is torn to pieces by his serfs.

卡雷尔对母亲过往的挖掘,呈现出一幅极为细腻的肖像:一位才华横溢而又问题重重的学者。此外,他擅长将她的生命投射到一个多世纪的俄罗斯历史上。在他的笔下,她成了某种俄罗斯版的泽利格——一个恰好在生命中每一个重大历史时刻都会出现的人物。苏联解体后的最初时期,她无处不在,经常下榻莫斯科著名的斯大林式摩天大楼乌克兰饭店,出席诸如“法国大使馆庆祝法苏科学交流的鸡尾酒会”之类的活动。即使她本人不在场,也总有一位亲戚在场,比如十月革命时:一位叔祖父从彼得格勒步行到芬兰以躲避布尔什维克,一位家族友人被自己的农奴撕成碎片。

These historical anecdotes have a scope that brings to mind the great Russian epics. “My Life as a Russian Novel” would have suited the book as a title had Carrère not already used it. In the nineteenth century, Russian literature was instrumental in the formation of the Russkaia dusha, or “Russian soul”—the national myth that Russians are uniquely adept at emotional intensity, spiritual awareness, and suffering. As the twentieth century dispersed Russia’s literati, some left this nostalgic concept behind, while others trailed its shadow with them into exile, burying themselves in the great Russian novels that had formed its foundation. In “Kolkhoz,” it seems to be something of a fixation for Carrère: the émigré dream that Russianness just might be able to exist as a primarily literary mode.

这些历史轶事的格局令人想起伟大的俄罗斯史诗。《我作为俄罗斯小说的一生》这个书名本来很适合这本书,可惜卡雷尔已经用过了。在十九世纪,俄罗斯文学在“Russkaia dusha”——即“俄罗斯灵魂”——的形成中发挥了关键作用。这是一种民族神话,认为俄罗斯人在情感强度、精神觉知和苦难承受力方面具有独特的天赋。二十世纪将俄罗斯文人驱散到世界各地,有些人将这个怀旧的概念抛在身后,而另一些人则拖着它的影子流亡,将自己埋藏在构成其基础的伟大俄罗斯小说中。在《集体农庄》里,这似乎是卡雷尔的一种执念:那个流亡者的梦想——俄罗斯性或许能够作为一种以文学为主的模式而存在。

When it comes to this dream, Carrère is caught between competing impulses. On the one hand, Russian literature acts as a means of framing both his reporting and his personal life. On the other, he makes sure to examine it through a post-colonial lens. He and his mother, he notes, are each compelled by the work of Dostoyevsky, entranced by his descent into the darkest, most complex facets of human nature. Hélène’s devotion to the author, “the almost religious conviction that there is nothing better,” is a point of humorous preoccupation throughout “Kolkhoz.” When Carrère discovers a love of Leo Tolstoy’s “War and Peace” in adulthood, he knows his mother will not approve. A friend remarks, sarcastically, “My goodness, what a transgression!”

面对这个梦想,卡雷尔陷入了相互矛盾的冲动之间。一方面,俄罗斯文学是他框定自己的报道和个人生活的手段。另一方面,他确保通过后殖民的视角来审视它。他指出,他和母亲都被陀思妥耶夫斯基的作品所吸引,被他深入人性最黑暗、最复杂层面的探索所迷住。埃莱娜对这位作家的虔诚——“那种近乎宗教般的信念,认为没有比这更好的了”——是贯穿《集体农庄》的一个幽默主题。当卡雷尔成年后爱上列夫·托尔斯泰的《战争与和平》时,他知道母亲不会赞成。一位朋友讽刺地说:“天哪,多么大逆不道!”

For Hélène, Dostoyevsky is a symbol of Russian greatness that transcends politics. But, as Carrère acknowledges, in the wake of the Ukraine invasion the author has become an embodiment of Russian nationalism. In the Ukrainian novelist Oksana Zabuzhko’s commanding 2022 essay for the Times Literary Supplement, “Reading Russian Literature after the Bucha massacre,” she convincingly argues that Dostoyevsky was not only a fervent anti-Ukrainian but also a Russian nationalist who constructed an ideology that posed a dangerous question: Can any amount of violence be absolved by surrender to the Russian Orthodox Church? Yes, the ending of “Crime and Punishment” insists: even Rodion Raskolnikov, an infamous perpetrator of senseless violence, can have his Christian awakening in a penal colony in Siberia. “It barely needs pointing out,” Zabuzhko writes, “that Putin’s offensive on February 24 owed much to Dostoevskyism.”

对埃莱娜来说,陀思妥耶夫斯基是超越政治的俄罗斯伟大的象征。但正如卡雷尔所承认的,在乌克兰遭到入侵之后,这位作家已经成为俄罗斯民族主义的化身。乌克兰小说家奥克萨娜·扎布日科(Oksana Zabuzhko)2022年在《泰晤士报文学增刊》上发表了一篇气势磅礴的文章《布恰大屠杀之后读俄罗斯文学》,她令人信服地论证,陀思妥耶夫斯基不仅是一个狂热的反乌克兰分子,还是一个俄罗斯民族主义者,他构建的意识形态提出了一个危险的问题:任何程度的暴力,是否都能通过皈依俄罗斯东正教而获得赦免?是的,《罪与罚》的结局坚持这样回答:即使是罗季昂·拉斯柯尔尼科夫——一个臭名昭著的无端暴力实施者——也能在西伯利亚的苦役营中获得他的基督教觉醒。“几乎不需要指出,”扎布日科写道,“普京2月24日的进攻在很大程度上要归功于陀思妥耶夫斯基主义。”

Carrère’s strongest critique of the novelist occurs via proxy. While gathering material in southern Ukraine, Carrère travels with a group of Ukrainian soldiers, one of whom, a brooding young man named Serhiy, reminds him of a character from a Dostoyevsky novel. In an excruciating scene, Carrère, emboldened by more than a few rounds of vodka, decides to begin speaking Russian to his companions, who have made a point of speaking only Ukrainian. None of the soldiers respond, but the next day Carrère’s “Dostoyevskian” figure offers to recount, through a translator, the story of his life. It turns out that Serhiy had been taken prisoner in occupied Donetsk, and subjected to a mock execution. Once he’d finally been freed, he asked his captor why she did what she did. “Because I’m interested in knowing what a man feels when he thinks he’s going to die,” she said. Serhiy replies, without missing a beat, “Read Dostoevsky.” Serhiy, like Zabuzhko, locates his captor’s impulse to torture him in the very pages written by the Russian novelist.

卡雷尔对这位小说家最有力的批判是通过代理完成的。在乌克兰南部收集素材时,卡雷尔与一群乌克兰士兵同行,其中一位名叫谢尔希(Serhiy)的忧郁年轻人让他想起陀思妥耶夫斯基小说中的人物。在一个令人难堪的场景中,卡雷尔在几轮伏特加下肚后壮起胆子,开始对同伴们说俄语——而这些士兵一直刻意只说乌克兰语。没有一个士兵回应他,但第二天,那位“陀思妥耶夫斯基式”的人物主动提出,通过翻译讲述自己的人生故事。原来谢尔希曾在被占领的顿涅茨克被俘,遭受了一次模拟处决。当他最终获释后,他问抓捕他的人为什么要那样做。“因为我想知道一个人以为自己要死的时候是什么感觉,”她说。谢尔希不假思索地回答:“去读陀思妥耶夫斯基吧。”谢尔希和扎布日科一样,将施刑者折磨他的冲动追溯到那位俄罗斯小说家笔下的文字。

Carrère notes, in passing, that his mother’s “favourite adjective” was “haunted.” “Kolkhoz” is haunted not only by the spectre of his mother but by the question of whether it’s possible to write affectionately, if critically, about Russia today—a question that is at the center of much memoiristic writing about Russia, both by the descendants of those who have left the country, such as Carrère or Evan Gershkovich, and by those who remain.

卡雷尔顺带提到,他母亲“最喜欢的形容词”是“萦绕不去的”。《集体农庄》不仅被他母亲的幽灵所萦绕,还被一个问题所萦绕:在今天,是否有可能以充满感情、同时又带有批判性的笔触来书写俄罗斯——这个问题是许多关于俄罗斯的回忆录写作的核心,无论是像卡雷尔或埃文·格什科维奇这样离开者的后代,还是那些留在国内的人。

In the final analysis, perhaps Carrère’s obsession with Russia is not so far removed from his compulsion to write about himself. Writing what he knows, Carrère is consistently, paradoxically insightful on what he doesn’t know. In starting from himself—his childhood, then his mother, then her mother, and so on—he has uncovered something meaningful about the psychology of the Russian Empire that made his grandparents, and those who have followed. More than that, he has masterly evoked an empire just as powerful and just as slippery: the idea of Russia. ♦

归根结底,也许卡雷尔对俄罗斯的执念,与他书写自己的冲动之间并没有那么大的距离。写他所知道的,卡雷尔却始终如一地、悖论式地对他所不知道的有着深刻的洞察。从他自己出发——他的童年,然后是他的母亲,然后是她母亲,如此追溯——他揭示出了关于俄罗斯帝国心理的某种有意义的东西,正是这个帝国造就了他的祖辈以及后来的人。不仅如此,他还以高超的笔法唤起了一个同样强大、同样难以捉摸的帝国:俄罗斯这个理念。♦

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