Books

Did a Rowdy English Nobleman Mastermind the American Revolution?

美国独立战争,幕后主使竟是一位放浪不羁的英国贵族?
America’s fight for independence is often considered a battle fought and won at home. A new book argues that it was propelled by a transnational élite an ocean away.
美国的独立战争,常被视为一场在本土打响并取胜的战斗。一本新书则提出,推动这场革命的,是大洋彼岸一群跨国精英。
Americans on a boat inside a British tea cup.
Illustration by Ben Wisman

Americans want to Americanize the American Revolution. We accept the existence of a handful of single-named philosophical grandfathers—Locke and Montesquieu and the rest—and we recognize the help of a few super-friends, like Lafayette, who, in our imagination, arrives to play Aquaman to Washington’s Superman (and Hamilton’s Batman) in an Enlightenment Justice League. But the idea is always that it was made by the forces here at home. Witty Jefferson, stolid Washington, disputatious Adams, Franklin simpering and laughing and making love—we want it to be a kind of farm-to-table act of ideological localism. We resist the notion that the Revolution might instead have been a product of an élite, cosmopolitan, educated transnational set—what one could call the Voltaire class—given to sexual adventure in Paris and political agitation in London as well as Boston. We want it all to have happened right here.

美国人总想把美国独立战争美国化。我们承认有几位单称其名的哲学先贤——洛克、孟德斯鸠等等——也承认得到过几位超级盟友的帮助,比如拉法耶特,在我们的想象中,他就像启蒙思想正义联盟里的海王,前来辅佐超人华盛顿(和蝙蝠侠汉密尔顿)。但人们始终认为,这场革命是由本土的力量造就的。机智的杰斐逊、沉着的华盛顿、好辩的亚当斯、时而假笑时而大笑时而调情的富兰克林——我们想让它成为一种从农场到餐桌式的意识形态本土主义。我们抗拒这样一种看法:这场革命或许是一群精英、世界主义、受过良好教育的跨国群体的产物——不妨称之为伏尔泰阶层——他们在巴黎纵情声色,在伦敦和波士顿鼓动政治风潮。我们只想让这一切都发生在这里。

Yet, in recent years, there has been an explosion of well-wrought histories that do indeed see the Revolution as arising from this country-crossing cohort. In Justin du Rivage’s “Revolution Against Empire,” from a decade ago, we were told of the ocean-spanning alliance of the so-called radical Whigs, whose ideology “flourished in Boston, Bristol, and Bengal, while fears of disorder and licentiousness provoked rural elites in both the Hudson Valley and the English shires.” (Du Rivage has since left academia, sighing that “for all of the criticism of American exceptionalism in American historiography I think a lot of historians still are American exceptionalists.”) More recent French studies of Lafayette emphasize his role less as a super-friend than as a supervisory ally.

然而,近年来涌现出一批精心撰写的历史著作,确实将这场革命视为这个跨越国界的群体所催生的。在贾斯汀·杜里瓦热(Justin du Rivage)十年前出版的《反抗帝国》一书中,我们读到了所谓激进辉格党人横跨大洋的联盟,他们的意识形态“在波士顿、布里斯托尔和孟加拉蓬勃兴起,而对失序和放纵的恐惧,则激起了哈德逊河谷和英格兰各郡乡村精英的警觉”。(杜里瓦热后来离开了学术界,感叹道:“尽管美国史学界对美国例外论多有批评,但我认为很多历史学家骨子里仍是美国例外论者。”)近期法国学界对拉法耶特的研究,更强调他作为监督性盟友的角色,而非超级朋友。

This view—that the American Revolution was forged by others and began elsewhere—has never been more aggressively stated than it is in the new book “Radical Duke” (Liveright), by the political theorist, classicist, and Harvard professor Danielle Allen. Although the work is, in format, simply a new biography of Charles Lennox (1735-1806), the third Duke of Richmond, it advances a singularly bold case for the English origins of the American Revolution. “Every act that provided the drumbeat of the march to revolution in the colonies had been foreshadowed in Britain,” Allen assures us. “The rights of man, the theory of revolution, and calls for popular sovereignty—all of these developed earlier in London than in the colonies.” The book’s inciting incident (as the screenwriting guides call it) is Allen’s discovery, a few years ago, of a mysterious and very early copy of the Declaration of Independence in a West Sussex archival record derived from the Duke’s papers, and since then she has searched out the traces of Richmond’s fine hand in the violent disruptions that preceded and shaped our Revolution. In her account, Richmond indeed emerges as its progenitor—through his theorizing, his behind-the-scenes parliamentary and polemical maneuvering, and his patronage of Thomas Paine.

这种观点——美国革命由他人锻造、始于别处——在政治理论家、古典学者兼哈佛大学教授丹妮尔·艾伦(Danielle Allen)的新书《激进公爵》(Liveright出版社)中,得到了前所未有的有力阐述。虽然这本书在形式上只是第三代里士满公爵查尔斯·伦诺克斯(Charles Lennox,1735-1806)的一部新传记,但它提出了一个极为大胆的论点:美国革命起源于英国。“为殖民地革命进程定下鼓点的每一项行动,在英国都早有先兆,”艾伦向我们断言,“人的权利、革命理论、对人民主权的呼吁——所有这些在伦敦的发展都早于殖民地。”这本书的激励事件(借用编剧指南的说法),是艾伦几年前在西萨塞克斯郡一份源自公爵文件的档案记录中,发现了一份神秘且年代极早的《独立宣言》副本。自此,她便开始搜寻里士满在那些先于并塑造了我们革命的暴力动荡中留下的精妙手笔。在她的叙述中,里士满确实成了这场革命的缔造者——通过他的理论建构、幕后的议会和论辩运作,以及他对托马斯·潘恩的资助。

Richmond, Allen thinks, isn’t just the maker of the Revolution. He’s also one of the founders of the modern political party—cross-class gatherings of the like-minded—and the first person to envision the “district-based foundation of modern democratic representation,” with equally populated districts. As if all that weren’t enough, she adds, in a nice mustard tache of conspiracy, a persuasive theory that the notorious “Letters of Junius,” a series that, in the seventeen-sixties and seventies, shook the British establishment and the Crown, was secretly Richmond’s work, with her hero at the center of a cenacle of carefully chosen and well-masked radical writers, including Paine and Edmund Burke.

艾伦认为,里士满不仅是革命的缔造者,也是现代政党——跨阶级的志同道合者集会——的创始人之一,还是第一个构想出“以选区为基础的现代民主代议制”的人,主张选区人口均等。仿佛这还不够,她又添上了一笔恰到好处的阴谋论色彩,提出了一个颇具说服力的推论:臭名昭著的“朱尼厄斯信札”——在1760和1770年代震动英国建制派和王室的一系列信件——实为里士满的秘密手笔,她的主人公身处一个由精心挑选、深藏不露的激进作家(包括潘恩和埃德蒙·伯克)组成的核心圈子的中心。

So who was this guy? Richmond, born in 1735, came from the upper crust’s upper crust: he was the great-grandson of the unfortunate King Charles I and inherited not one but two vast country estates. Extraordinarily good-looking as a youth—he had the long equine face of the British upper classes, Benedict Cumberbatch to the life—Richmond was also rambunctiously heterosexual, feeling up the Venus de’ Medici on his Grand Tour. (“I am in love with the Venus and take great pleasure to stroke her bum and thighs,” he wrote to an in-law.) He soon became an Army officer, but one has the sense that this was more like attending law school today than actually planning to fight battles—one of those things privileged people did while figuring out what they’d actually do.

那么,这位公爵究竟是何许人?里士满生于1735年,出身于最顶级的上流社会:他是不幸的国王查理一世的后裔,继承了不是一处,而是两处巨大的乡村庄园。他年轻时相貌极其英俊——长着英国上层阶级那种长长的马脸,活脱脱一个本尼迪克特·康伯巴奇——同时,他也放浪不羁,在壮游途中曾抚摸美第奇的维纳斯雕像。(“我深深爱上了维纳斯,非常享受抚摸她的臀部和双腿,”他在给一位姻亲的信中写道。)他很快成了一名陆军军官,但给人的感觉是,这更像是今天去读法学院,而非真的打算上阵打仗——是特权阶层在琢磨自己真正想做什么时,会去做的那种事。

What he did was politics. A member of the House of Lords, Richmond benefitted throughout his life from a class system that was, confoundingly, both more stratified and more porous to new participants than might have been imagined. On the one hand, he had huge holdings and an ancient and untouchable position—no one was going to mess with the Duke of Richmond. On the other, he was accustomed to dining and sharing conversation with people from far humbler origins, on either side of the ideological aisle: the revolution-minded Paine came from a family in the corset-making trade; the conservative Samuel Johnson, another friend, had an even simpler rural lower-middle-class background. Richmond was a nob without ever being a snob.

他真正做的是政治。作为上议院议员,里士满一生受益于一个令人困惑的阶级体系:它既比人们想象的更加等级森严,又对新参与者更加开放。一方面,他拥有庞大的产业和古老而不可撼动的地位——没人敢招惹里士满公爵。另一方面,他习惯于和出身远比他低微的人同桌共餐、交谈,无论对方属于哪个意识形态阵营:满脑子革命的潘恩出身紧身胸衣制造商家庭;保守派的塞缪尔·约翰逊,他的另一位朋友,则有着更简朴的乡村中下层背景。里士满是个贵族,但绝非势利小人。

Why did he go radical? It seems to have been the inevitable human mixture of the personal and the political. He had been alienated, in the seventeen-sixties, by the new King, George III, who, as Allen explains, was perceived, when he was a young man—before madness and America fell on him—as exceptionally open and well educated, a close reader of Montesquieu. But George had courted, and then snubbed, Richmond’s teen-age sister Sarah, marrying a minor German princess instead. Making a marriage within the domestic aristocracy was, the King’s courtiers thought, a very bad idea, since it caught him up in internecine Whig politics. (The British Royal Family after the Restoration was, by design, never entirely British.) And so Sarah was humiliated, to her brother’s outrage, and then subsequently “crushed” by an illegitimate pregnancy. Luckily, she later became the second wife of George Napier, had many children with him, and restored her social place, which suggests that social disgrace wasn’t quite as irrevocable as we’re often told.

他为何走向激进?这似乎是个人因素与政治因素不可避免的人性混合。1760年代,他与新国王乔治三世疏远了。正如艾伦所解释的,在疯狂和美国的丢失降临到他头上之前,年轻时的乔治三世被认为异常开明、受过良好教育,是孟德斯鸠的忠实读者。但乔治曾追求里士满十几岁的妹妹莎拉,随后又冷落了她,娶了一位德意志小邦的公主。国王的廷臣们认为,在国内贵族中联姻是个非常糟糕的主意,因为这会让他卷入辉格党内部的政治纷争。(复辟后的英国王室,有意地从未完全英国化。)于是,莎拉蒙受了羞辱,令她的哥哥义愤填膺,随后又因一次非婚怀孕而“崩溃”。幸运的是,她后来成了乔治·纳皮尔的第二任妻子,与他生养了众多子女,并恢复了自己的社会地位。这表明,社会耻辱并不像我们常听说的那样完全不可挽回。

Richmond’s politics were, in any case, not petty. Throughout his life, he knew that the triumph of a democratic ideal would limit the power of his caste and kind. And, like his spiritual grandson, Anthony Trollope’s Plantagenet Palliser, he relished that ideal without necessarily expecting that the thing would happen in his lifetime. Indeed, he seems to have embodied the Whig virtue of being exceedingly sincere and almost completely disinterested, willing to follow a line of reasoning wherever it took him, damn the personal consequences.

无论如何,里士满的政治理念绝非狭隘。终其一生,他都知道民主理想的胜利会限制他自己所属阶层和阶级的权力。而且,就像他精神上的后辈、安东尼·特罗洛普笔下的普兰塔吉内特·帕利泽一样,他欣赏这种理想,却未必指望它能在自己有生之年实现。事实上,他似乎体现了辉格党人的美德:极其真诚,几乎完全无私,甘愿追随推理的线索去往任何地方,不计个人后果。

Richmond’s move toward political radicalism appears to have had three further catalysts: his experiences in France, both good and bad; the radical Member of Parliament John Wilkes; and, perhaps most dispositively, his improbable alliance and deep friendship with Paine. France, where Richmond journeyed regularly, was his favorite place. But his best friend in the Army, James Wolfe—who, as a general, would lead the battle that brought Quebec permanently into the British orbit—found Versailles repellent, and Allen is certain that Richmond agreed. After he and Richmond visited the court, Wolfe wrote of “a multitude of men and women” assembled “to bow and pay their compliments in the most submissive manner to a creature of their own species” (the French court evidently having the air of a Trump Cabinet meeting). But absolutism and amour ran together in those days, and, on annual summer visits to Paris, Richmond amassed a still unexampled collection of Sèvres porcelain and began a long, seasonal love affair with the great saloniste and beauty Madame Marguerite de Cambis—who was, as Richmond’s sister wrote approvingly, in the polyamorous aristocratic manner of the time, “quite proper dans toutes les formes.” (Richmond, meanwhile, had made a companionate arranged marriage with a fellow-aristocrat back home.) Madame de Cambis brought him sagacity and sex as he needed it. Through absorption in her circle, he learned to embrace the French dissidents Diderot, Voltaire, and Rousseau. Behind it all was his reading of Montesquieu, who combined practicality and philosophy in a distinct way.

里士满转向政治激进主义,似乎还有三个催化剂:他在法国的经历,无论好坏;激进的国会议员约翰·威尔克斯;以及,或许最具决定性的是,他与潘恩之间看似不可能结成的联盟和深厚友谊。法国是里士满常去的地方,也是他最爱的地方。但他在军中最好的朋友詹姆斯·沃尔夫——这位将军后来领导了将魁北克永久纳入英国轨道的战役——却觉得凡尔赛宫令人厌恶,艾伦确信里士满也持同样看法。在他和里士满造访宫廷后,沃尔夫写道,“一大群男男女女”聚集在一起,“以最卑躬屈膝的方式向一个与他们同类的生物鞠躬致敬”(法国宫廷的气氛显然堪比特朗普的内阁会议)。但在那个年代,专制与情爱并行不悖。在每年夏天去巴黎的访问中,里士满积攒了一批至今无与伦比的塞夫尔瓷器收藏,并与那位伟大的沙龙女主人、美人玛格丽特·德·康比夫人开始了一段漫长的季节性恋情。正如里士满的妹妹以当时贵族式多偶恋的作风赞许地写道,她“在各方面都非常得体”。(与此同时,里士满在国内与一位同属贵族阶层的女子缔结了一桩伴侣式的包办婚姻。)康比夫人按需为他提供智慧与性爱。通过融入她的圈子,他学会了接纳法国异见者狄德罗、伏尔泰和卢梭。这一切的背后,是他对孟德斯鸠的阅读,后者以一种独特的方式将实践性与哲学性结合在了一起。

At the center of Richmond’s public life was the London-based Society for the Encouragement of Arts, Manufactures, and Commerce, founded in the seventeen-sixties, which undermined autocracy by its very existence. The Society of Arts, as it came to be known, brought together traditionally low-order artisanal and engineering concerns—how to cultivate vineyards in Virginia, or weave silk in London—with higher-order philosophical and literary ones. Operating outside the usual bounds of British royal patronage, it was transformative, in part, because its inner workings and politics were actually, truly democratic. One man, one vote—and the membership even included, uniquely for that time, women with an equal franchise. As the archivist D. G. C. Allan has noted, enormous attention was paid to the elections to Society posts, exactly because they provided, in miniature form, the look and feel of what democratic elections might become. Indeed, the King would later establish the Instrument of Foundation of the Royal Academy as a more autocratic counterpart.

里士满公共生活的中心,是1760年代成立于伦敦的“艺术、制造与商业促进会”,这个机构的存在本身就是对专制统治的削弱。这个后来为人所知的“艺术学会”,将传统上低阶的工艺和工程事务——如何在弗吉尼亚种植葡萄,或在伦敦织造丝绸——与高阶的哲学和文学议题结合在了一起。它运作于英国王室赞助的常规界限之外,其变革性部分在于,它的内部运作和政治是真正、切实民主的。一人一票——其成员甚至还包括拥有平等投票权的女性,这在当时是独一无二的。正如档案管理员D.G.C.艾伦所指出的,学会职位的选举之所以受到极大关注,恰恰是因为它们以微缩形式,提供了民主选举可能的样貌和感觉。事实上,国王后来建立皇家艺术研究院的基金会文书,正是作为一个更专制的对应物。

The Society of Arts was a model third-place institution, Richmond’s own semipublic coffeehouse. But a more critical event in his life was a scandal involving John Wilkes, who was famously ugly, brilliant, radical, and lecherous. Wilkes was a member of the supposedly licentious Hellfire Club, one of those groups (think of Led Zeppelin in our time) known for satanic pursuits that probably were mostly drunken stunts. Yet, despite his politics and reputation, Wilkes got himself elected to Parliament in the seventeen-sixties—and was then expelled by the court party for having previously been convicted of seditious and impious libel. “Wilkes and Liberty” became the rallying cry of an entire generation, accompanied by a wonderful engraving by his enemy William Hogarth showing Wilkes as a hideous, grinning devil, although Hogarth was too good an artist not to also make his devilish figure irresistible. Surprisingly, Richmond took up Wilkes’s cause—like John Kenneth Galbraith taking up Abbie Hoffman’s side in 1968—and continued to support him through a series of trials and parliamentary debates that eventually ended with Wilkes’s reinstatement.

艺术学会是一个典范的第三空间,是里士满自己的半公共咖啡馆。但他生命中一个更关键的事件,是涉及约翰·威尔克斯的一桩丑闻。威尔克斯以丑陋、才华横溢、激进和好色闻名。他是据称放荡不羁的地狱火俱乐部的成员,这类团体(想想我们这个时代的齐柏林飞艇乐队)以撒旦式的追求而闻名,但很可能大多只是些醉酒后的胡闹。然而,尽管有着这样的政治立场和名声,威尔克斯还是在1760年代当选了国会议员——随后便被宫廷党以先前因煽动性和亵渎性诽谤被定罪为由驱逐了出去。“威尔克斯与自由”成了整整一代人的战斗口号,与之相伴的,是他的敌人威廉·霍加斯创作的一幅绝妙的版画,画中威尔克斯被描绘成一个丑陋、咧嘴而笑的魔鬼,尽管霍加斯作为艺术家太过出色,以至于他笔下的这个魔鬼形象也令人难以抗拒。出人意料的是,里士满站到了威尔克斯一边——就像约翰·肯尼斯·加尔布雷思在1968年站到阿比·霍夫曼一边那样——并在一系列审判和议会辩论中持续支持他,最终以威尔克斯的复职告终。

It was during this period that Richmond appears to have first met Thomas Paine, then an aspirant polemicist whose talents and charisma he quickly recognized. In what seems a scholarly scoop, Allen places Richmond at the very center of a ring of anonymous writers who together planned and wrote the Junius letters, and had them published in the Public Advertiser. Eloquent, unafraid, and widely circulated, the letters were passionately democratic and vigorously pro-Wilkes; among them was a letter warning the King that the Crown, which was “acquired by one revolution, may be lost by another.” (The paper’s owner, but not any of the anonymous writers, was then arrested, though acquitted in court.)

正是在此期间,里士满似乎第一次见到了托马斯·潘恩,当时潘恩还是一位有抱负的论辩家,里士满很快便认识到了他的才华和魅力。艾伦将里士满置于一个匿名作家圈子的正中心,这似乎是一项学术发现。这些人共同策划并撰写了朱尼厄斯信札,并将其发表在《公共广告人》报上。这些信件雄辩、无畏且广为流传,充满激情地倡导民主,并大力支持威尔克斯;其中一封信警告国王,王权“由一场革命获得,也可能因另一场革命而失去”。(该报的老板,而非任何匿名作者,随后被捕,不过在法庭上被宣告无罪。)

The identity of Junius has long remained obscure. Allen argues that Junius was actually a syndicate of authors acting under Richmond’s general direction, with Paine and Burke among the principals. There is an anecdote in a very early biography of Adam Smith in which Richmond is told, by the M.P. William Gerard Hamilton, that there was a good Junius letter coming out, only for a baffled Richmond not to be able to find it in the Advertiser, suggesting that Hamilton must have written it. We can now reinterpret this tale to mean that Richmond was playing the fool, spreading the tale in order to throw the hounds off his scent.

朱尼厄斯的身份长期以来一直是个谜。艾伦认为,朱尼厄斯实际上是一个在里士满总体指导下的作者联盟,潘恩和伯克是其中的主要成员。在亚当·斯密的一本非常早期的传记中,有一则轶事:国会议员威廉·杰拉德·汉密尔顿告诉里士满,有一封精彩的朱尼厄斯信即将发表,结果困惑的里士满却没能在《广告人》报上找到它,这暗示那封信一定是汉密尔顿写的。我们现在可以重新解读这个故事:里士满当时是在装傻,散布这个故事是为了摆脱追踪者。
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Paine, then, was not the political innocent he claimed to be when he left for America, in 1774. He was what today might be called an “outside agitator,” sent specifically by Richmond to bring the new doctrines of democracy to the outer edge of empire—an Enlightenment Lenin sent to the Boston Harbor.

那么,潘恩在1774年前往美国时,并非如他声称的那样是个政治上的天真汉。用今天的话说,他是个“外部煽动者”,是里士满特意派去,将新的民主学说带到帝国边缘的——一位被派往波士顿港的启蒙运动列宁。

Then, on June 2, 1780, the Duke of Richmond stood in the House of Lords and introduced a motion calling for universal male suffrage, without property or class restrictions. “It was the first such motion in British history,” Allen writes, and “quite probably the first in the modern world”; given that even Athenian democracy had many qualifications for voting (you not only had to be a man but had to have served in the military), it was likely the first of its kind in Western history. The proposal rested on a simple idea, absorbed from Montesquieu but not dependent on him, that the egalitarian rights of citizenship had to be defined before you could even start talking about the power of the executive.

接着,在1780年6月2日,里士满公爵在上议院提出了一项动议,呼吁实行无财产或阶级限制的男性普选权。“这是英国历史上第一个此类动议,”艾伦写道,“也很可能是现代世界的第一个”;考虑到即便是雅典民主也有诸多投票资格限制(你不仅必须是男性,还必须服过兵役),这很可能是西方历史上第一个此类动议。这项提议基于一个从孟德斯鸠那里吸收、但并不依赖于他的简单理念:在开始谈论行政权力之前,必须先界定公民的平等权利。

Things went wrong, of course, as things do. The agitation of the time produced not a popular democratic revolt but merely the Gordon Riots—an insurrection whose ends were perverted, to Richmond’s despair, into narrow, anti-Catholic sentiment, just as the New York City riots during the Civil War turned genuine discontent with the class-based nature of conscription into anti-Black rage. Richmond’s ideal was defeated, and he knew it.

当然,事情出了岔子,正如常事。当时的动荡并未产生一场民众的民主起义,而仅仅是戈登暴动——一场其目的被扭曲的叛乱,令里士满绝望的是,它变成了狭隘的反天主教情绪,正如美国内战期间的纽约市暴动,将对征兵制阶级本质的真正不满,转变成了针对黑人的怒火。里士满的理想失败了,他心知肚明。

The strange thing is that, though his maximalist ideals had lost, his political power only grew after the British Army was defeated at Yorktown. Richmond went into government and began a tacit collaboration with that Montesquieu-reading King; together, they came to a sort of implicit constitutional settlement. The King was still at the top but was to be somewhat bounded by constitutional restraints, an arrangement that, essentially, is still in place today.

奇怪的是,尽管他那些最高纲领式的理想失败了,但在英军在约克镇战败后,他的政治权力反而增长了。里士满进入政府,开始与那位熟读孟德斯鸠的国王进行默契的合作;他们共同达成了一种隐性的宪政和解。国王仍居顶端,但要受到一定的宪法约束,这种安排实质上延续至今。

Richmond’s last years were odd. His protégé, Paine, came back and became obsessed with a plan to build an iron bridge over the Seine. But Allen convincingly argues that he also brought with him a gift: an original copy, from 1776, of the Declaration of Independence, which Paine saw Richmond as having fathered. Paine and Richmond had a violent falling out, or, rather, Paine—a lightning bolt of a man who flashed and then shocked in equal measure—turned against Richmond, as he did sooner or later with all his benefactors. Richmond, exasperated, seems to have folded up Paine’s gift into quarters and buried it within his papers.

里士满的晚年颇为奇特。他的门生潘恩回来了,并痴迷于在塞纳河上建造一座铁桥的计划。但艾伦令人信服地论证,潘恩还带回了一件礼物:一份1776年的《独立宣言》原件,潘恩视里士满为其缔造者。潘恩和里士满发生了激烈的争吵,或者更确切地说,潘恩——一个如闪电般的男人,在闪耀的同时也带来同等的冲击——转而反对里士满,就像他迟早会对所有恩主所做的那样。恼怒的里士满似乎将潘恩的礼物折成四折,埋在了他的文件堆里。

Reading Allen’s pages, one thinks again and again about a single question: How did the Duke get away with it? Offering views that would have been treasonous coming from others, he breezed past objections and went in and out of government as he liked. Some of this was a matter of the insolence of riches and pride of place. But some of it was from those grooved-in habits of tolerance which groups like the Society of Arts and the “talking shops” around it nurtured, and which the late Jürgen Habermas celebrated: coffee saucers as an altar of Enlightenment. Among the most delightful episodes of English-language biography is Boswell’s account of an improbable dinner party in the fateful year of 1776 that was attended by the hyper-radical Wilkes and the reactionary Samuel Johnson, who became and stayed friends. Both were part of Richmond’s circle, and both were ready to debate an idea without deleting the debater. There were other approaches. Some years later, the Jacobins realized that one way of dealing with dissent was to kill the dissenters, a lesson that they passed on to the revolutionaries and radicals of later eras. The chatter of cosmopolitan élites is the most reviled of all discourses right now. But, by reconciling opposing practices, it has often proved the most reliable ally of liberty.

读着艾伦的文字,一个疑问会反复浮现:公爵是如何做到全身而退的?他提出的观点,若出自他人之口,足以构成叛国罪,他却能轻松绕过反对意见,随心所欲地进出政府。这在一定程度上是财富带来的傲慢与地位赋予的底气。但另一部分原因,则来自艺术学会及其周围的“清谈馆”所培育的那种根深蒂固的宽容习惯,这也是已故的尤尔根·哈贝马斯所赞颂的:咖啡碟成了启蒙运动的祭坛。英语传记文学中最令人愉快的情节之一,是鲍斯韦尔对1776年那个决定性的年份里一次不可思议的晚宴的记述。参加晚宴的有极端激进的威尔克斯和反动的塞缪尔·约翰逊,他们后来成了并一直是朋友。两人都是里士满圈子的一部分,都愿意辩论一个观点而不删除辩论者本人。也有其他的方式。若干年后,雅各宾派意识到,对付异见的一种方法是杀死异见者,他们将这个教训传给了后世的革命者和激进分子。世界主义精英的高谈阔论,是当下最受诟病的所有话语形式。但是,通过调和相互对立的实践,它常常被证明是自由最可靠的盟友。

Do we buy the larger thesis—no Richmond, no Revolution? Certainly, a monocausal account of anything is likely to founder. Inevitably, the Revolution was accomplished by a coalition of many kinds. One only has to think about the British fight against Nazism to be reminded that it was made of imperialists, constitutionalists, stick-in-the-mud aristocrats, and the socialists who first helped put Winston Churchill into power and then five years later helped push him out again. The coalition that made the American Revolution was equally miscellaneous.

我们是否接受那个更大的论点——没有里士满,就没有美国革命?当然,任何单一原因的解释都可能站不住脚。革命不可避免地是由多种力量组成的联盟完成的。只需想想英国对抗纳粹主义的斗争,就能提醒我们,那场斗争是由帝国主义者、宪政主义者、顽固守旧的贵族,以及最初帮助温斯顿·丘吉尔上台、五年后又帮助将他推下台的社会主义者共同完成的。缔造美国革命的联盟同样成分混杂。

Yet it took place in sharp contradistinction to the English Revolution of the previous century, which remained, however much egalitarian afflatus may have flown in its wake, essentially religious and schismatic. The American Revolution was, at heart, frankly and undeniably secularist. In Richmond’s writing, there seems to be a single notable religious referent in which he rather cagily points out that all men can be members of a democracy, just as all are members of a church. But this remark seems more a strategic argument than a deep-rooted impulsion. Indeed, the argument it makes is that the Church, to be taken seriously, must be universal, not sectarian. Certainly, when Richmond later summed up life’s points and pleasures in a memo to his nephew, there was not a single piety among them.

然而,这场革命与上个世纪的英国革命形成了鲜明对比。后者,无论其后涌现了多少平等主义的激情,本质上仍是宗教性和分裂教派的。而美国革命,在核心上,坦率且不可否认地是世俗主义的。在里士满的著作中,似乎只有一处值得注意的宗教指涉,他颇为谨慎地指出,所有人都可以成为民主的成员,正如所有人都是教会的成员。但这句话更像是一种策略性的论证,而非根深蒂固的冲动。事实上,它所论证的是,教会若要被认真对待,就必须是普世的,而非宗派性的。当然,当里士满后来在给侄子的一份备忘录中总结人生的要义与乐趣时,其中没有半点虔诚信仰的内容。

His central idea was that citizenship overrode creedal community, and though he wasn’t the only person to have this idea, he was the one man free to say it when it was hard to say. When he spoke of union with Ireland, he was insistent on a decentralized government, with a new idea of a common humanity—a union, as he said, “of hearts and hands, or affections and interests.” The novelty of the American Revolution, in turn, was the introduction of a word that George Washington could use unself-consciously: “liberal,” and the concepts that went with it. And this vocabulary was the special property of just the kind of educated international class that subsequent polemics have tried to immunize us against. Montesquieu’s words were fed into the mind of Voltaire, who then got busy speaking them into Madame’s ear, who shared them with her boyfriend, the Duke, who offered them to Burke and then sent the package off to America with Paine. . . . It did happen here, but it happened here because it was imagined elsewhere. Its secular cast was not its only imprint. But it was its originality.

他的核心理念是,公民身份高于教派共同体。尽管他不是唯一持有此想法的人,但他是那个在难以言说之时,能够自由说出此想法的人。当他谈到与爱尔兰的联合时,他坚持一种权力下放的政府,带着一种关于共同人性的新理念——如他所说,一种“心与手、情感与利益的联合”。反过来,美国革命的创新之处,在于引入了一个乔治·华盛顿可以不假思索地使用的词:“自由派的”(liberal),以及随之而来的概念。而这套词汇,正是那种受过良好教育的国际阶层的专属财产,后来的论战一直试图让我们对其产生免疫力。孟德斯鸠的话语被注入伏尔泰的头脑,伏尔泰又忙着将这些话吹入夫人的耳中,夫人再与她的男友公爵分享,公爵将其提供给伯克,然后随潘恩一起打包寄往美国……这一切确实发生在这里,但它之所以发生在这里,是因为它是在别处被构想出来的。它的世俗特性并非其唯一的印记。但这正是它的独创性所在。

Our task, in the year of the United States’ two-hundred-and-fiftieth birthday, is to deprovincialize the Revolution, without unduly deprecating its originality. The American Revolution embraced a cosmopolitan and secular set of doctrines and beliefs: coexistence of many kinds, no preference for any one faith group, and, above all, the reliance on a system of dependable and more or less disinterested justice which we call, weakly, the rule of law.

在美利坚合众国建国二百五十周年之际,我们的任务是使这场革命去地方化,同时不过度贬低其独创性。美国革命拥抱了一套世界主义和世俗的学说与信仰:多种形式的共存,不偏爱任何一个信仰群体,以及,最重要的是,依赖一个可靠且大致公正的司法体系,我们将其无力地称为法治。

These Richmondian revolutions, performed by human beings, had predictably human results. The American Revolution installed an admirably designed system that tolerated the continuance of slavery. The French overthrew millennia of arbitrary hereditary rule but soon devolved into terror and war. (The Duke’s mistress had to flee to London.) They were not ideas that grew from American soil; they were part of a wind that blew across the Western world and were the possession of a handful of progressive visionaries before they were shared with the citizenry. Like the Wilkes agitation, they began with the erudite, indignant few, and lit a popular flame with the equally indignant many.

这些里士满式的革命,由凡人付诸行动,产生了可以预见的人性结果。美国革命建立了一个设计精良的体系,却容忍了奴隶制的延续。法国人推翻了数千年的专制世袭统治,但很快便堕入恐怖与战争。(公爵的情妇不得不逃往伦敦。)它们并非从美国土壤中生长出来的理念;它们是吹遍西方世界的一阵风的一部分,在分享给全体公民之前,为一小群进步的远见者所拥有。如同威尔克斯的鼓动,它们始于博学而愤慨的少数人,并点燃了同样愤慨的大众的火焰。

Today, some writers eagerly ascribe the shortcomings of America’s founding documents to the treason of the educated élite, while refusing to acknowledge that it was only an educated élite that could ever have produced them. The ideas that they encapsulate are still remarkable and unique in history: the coexistence of competing faiths, beliefs, and kinds, not as a grudging concession by the majority but as the most natural arrangement for all.

今天,一些作家急切地将美国建国文件的缺陷归咎于受过教育的精英的背叛,却拒绝承认,只有受过教育的精英才有可能产生这些文件。它们所概括的理念,在历史上仍然卓越而独特:相互竞争的信仰、信念和族群的共存,不是作为多数群体的勉强让步,而是作为对所有人而言最自然的安排。

Washington’s postwar letter to a Jewish congregation in Rhode Island continues to be worth celebrating as a succinct statement—from a conservative, slaveholding military man—of beliefs that could not have been publicly expressible half a century earlier: “It is now no more that toleration is spoken of as if it were the indulgence of one class of people that another enjoyed the exercise of their inherent natural rights, for, happily, the Government of the United States, which gives to bigotry no sanction, to persecution no assistance, requires only that they who live under its protection should demean themselves as good citizens.” The views here about tolerance and citizenship were at one time so radical that it took a duke to voice them. They remain so radical today that they are under perpetual assault. The most American thing about the American Revolution was its revolutionary claim that belonging need not be fixed by birth, blood, or station, that citizenship could be chosen, extended, and remade. It was once the kind of idea that only the very rich and powerful could safely say out loud. Then a revolution happened, and everyone could. ♦

华盛顿战后写给罗德岛一个犹太会众的信,至今仍值得颂扬,它是一个简洁的声明——出自一位保守的、蓄奴的军人——表达了半个世纪前不可能公开表达的信条:“如今,宽容不再被说成仿佛是一类人对另一类人行使其固有自然权利的恩赐;因为,可喜的是,美国政府,对偏执不予认可,对迫害不予协助,只要求那些在其保护下生活的人们,行为举止要像良好的公民。”这里关于宽容和公民身份的观点,曾一度如此激进,以至于需要一位公爵来发声。而它们在今天依然如此激进,以至于不断遭受攻击。美国革命最具美国特色之处,在于它革命性地宣称,归属感不必由出身、血统或地位所固定,公民身份可以被选择、扩展和重塑。这曾是一种只有极少数极富极贵之人才能安全说出口的理念。然后,一场革命发生了,每个人都能说了。 ♦

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